| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
A & M FEBCON LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 03-JAN-2022
21-DEC-2021
|
BSE VIDE ITS NOTICE DATED 21/09/2021 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 22 |
|
|
A & M FEBCON LTD.
|
|
|
FAILED TO PAY ANNUAL LISTING FEE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 22-NOV-2021
25-JUN-2021
|
BSE VIDE ITS NOTICE DATED 22/10/2021 ALLOWED TO TRADE ON TRADE FOR TRADE BASIS ONLY ON THE FIRST TRADING DAY OF EVERY WEEK TILL THE COMPANY COMPLIES AND MAKES PAYMENT OF THE OUTSTANDING ANNUAL LISTING FEES TO THE EXCHANGE
|
| 23 |
|
|
A & M FEBCON LTD.
|
|
|
DID NOT SUBMIT AND/OR SUBMIT INCORRECT SHAREHOLDING PATTERN
|
SECURITIES SHIFTED TO T/XT/MT/TS GROUP
16-AUG-2022
|
|
| 24 |
|
|
A & M FEBCON LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 30-SEP-2021
|
IMPOSED FINE Rs.1,08,560
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2021
|
| 25 |
|
|
A & M FEBCON LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 15-FEBRUARY-2021
SUBMITTED INCORRECT SHAREHOLDING PATTERN
|
SECURITIES SHIFTED TO T/XT/MT/TS GROUP FROM 22-FEB-2021
15-FEB-2021
|
|
| 26 |
|
|
A & M FEBCON LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 30-SEP-2021
|
IMPOSED FINE Rs.1,08,560
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2021
|
| 27 |
|
|
A B PHARMA PVT.LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 13-DEC-2016 TO 12-DEC-2026
12-DEC-2016
|
|
| 28 |
|
|
A C M E INDUSTRIES LTD.
|
|
|
DELISTED COMPULSORILY
|
COMPULSORY DELISTING
11-OCT-2004
|
|
| 29 |
|
|
A F ENTERPRISES LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-MAR-2024
|
IMPOSED FINE Rs.40,120
31-MAR-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2024
|
| 30 |
|
|
A F ENTERPRISES LTD.
|
|
|
DELAYED SUBMISSION OF FINANCIAL RESULTS FOR THE QUARTER ENDED 30-SEP-2022
|
IMPOSED FINE Rs.1,12,100
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2022
|
| 31 |
|
|
A F ENTERPRISES LTD.
|
|
|
NOT AVAILABLE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 24-DEC-2015
21-DEC-2015
|
|
| 32 |
|
|
A F ENTERPRISES LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.1,08,560
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 33 |
|
|
A F ENTERPRISES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 18(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-DEC-2018
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.4,34,240
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2019
|
| 34 |
|
|
A F ENTERPRISES LTD.
|
|
|
DELAYED SUBMISSION OF FINANCIAL RESULTS FOR THE QUARTER ENDED 30-SEP-2019
|
IMPOSED FINE Rs.5,900
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 35 |
|
|
A F ENTERPRISES LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS AS PER SEBI (LODR) REGULATIONS, 2015
FAILED TO PAY ANNUAL LISTING FEE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 12-MAR-2020
03-MAR-2020
|
BSE VIDE ITS NOTICE DATED 16/10/2020 SUSPENSION IN TRADING OF EQUITY SHARES REVOKED W.E.F. 21/10/2020
|
| 36 |
|
|
A INFRASTRUCTURE LTD.
|
|
|
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 27(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2022
|
IMPOSED FINE Rs.7,080
31-MAR-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2022
|
| 37 |
|
|
A J BROTHERS LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
NOTICE TO THE COMPANY AND PUBLIC REGARDING PROPOSED DELISTING
24-MAR-2018
|
|
| 38 |
|
|
A J BROTHERS LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2013
|
| 39 |
|
|
A J BROTHERS LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
NOTICE TO THE COMPANY AND PUBLIC REGARDING PROPOSED DELISTING
28-NOV-2006
|
|
| 40 |
|
|
A J BROTHERS LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 2 of 1511 |
