| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
A F ENTERPRISES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 18(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-DEC-2018
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.4,34,240
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2019
|
| 42 |
|
|
A F ENTERPRISES LTD.
|
|
|
DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL FOR THE QUARTER ENDED 30-JUN-2025
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-JUN-2025
|
|
| 43 |
|
|
A F ENTERPRISES LTD.
|
|
|
DELAYED SUBMISSION OF FINANCIAL RESULTS FOR THE QUARTER ENDED 30-SEP-2019
|
IMPOSED FINE Rs.5,900
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 44 |
|
|
A F ENTERPRISES LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS AS PER SEBI (LODR) REGULATIONS, 2015
FAILED TO PAY ANNUAL LISTING FEE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 12-MAR-2020
03-MAR-2020
|
BSE VIDE ITS NOTICE DATED 16/10/2020 SUSPENSION IN TRADING OF EQUITY SHARES REVOKED W.E.F. 21/10/2020
|
| 45 |
|
|
A INFRASTRUCTURE LTD.
|
|
|
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 27(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2022
|
IMPOSED FINE Rs.7,080
31-MAR-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2022
|
| 46 |
|
|
A J BROTHERS LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
NOTICE TO THE COMPANY AND PUBLIC REGARDING PROPOSED DELISTING
24-MAR-2018
|
|
| 47 |
|
|
A J BROTHERS LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2013
|
| 48 |
|
|
A J BROTHERS LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
NOTICE TO THE COMPANY AND PUBLIC REGARDING PROPOSED DELISTING
28-NOV-2006
|
|
| 49 |
|
|
A J BROTHERS LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 50 |
|
|
A J BROTHERS LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
PROHIBITED AND/OR SUSPENDED FOR TRADING
30-NOV-2007
|
|
| 51 |
|
|
A J BROTHERS LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2014
|
| 52 |
|
|
A J BROTHERS LTD.
|
|
|
COMPANY NOT TRACEABLE AT THE LAST KNOWN ADDRESS
|
PUT UP ON BSE WEBSITE UNDER "UNKNOWN CATEGORY"
09-AUG-2005
|
|
| 53 |
|
|
A KRISHNA MURTY (HUF)
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 23-AUG-2017 TO 22-AUG-2027
21-AUG-2017
|
|
| 54 |
|
|
A S T PAPER MILLS LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 55 |
|
|
A T M CREDIT INDIA LTD.
(AABCA8663K)
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 04-JUL-2018 TO 03-JUL-2028
02-JUL-2018
|
SAT: SAT VIDE ITS ORDER DATED 19/09/2018 CONDONED THE DELAY OF 21 DAYS IN FILING OF APPEAL. COUNSEL FOR THE APPELLANT SUBMITTED THAT ALL PAYMENTS DUE TO BSE LTD. AND OTHER PENDING COMPLIANCES WILL BE COMPILED WITHIN 15 DAYS FROM RECEIVING CONSOLIDATED LIST OF NON-COMPLIANCES FROM BSE. NO COSTS
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 56 |
|
|
A T M CREDIT INDIA LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 04-JUL-2018 TO 03-JUL-2028
02-JUL-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 57 |
|
|
A.B.FINANCIAL SERVICES
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,61,508
10-SEP-2009
|
|
| 58 |
|
|
A.DEEPTHIKUMARI SHAH
(ALDPK3627M)
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 04-JUL-2018 TO 03-JUL-2028
02-JUL-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 59 |
|
|
A.E.C.INDIA LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 17-AUG-2016 TO 16-AUG-2026
16-AUG-2016
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 60 |
|
|
A.E.C.INDIA LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2014
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 3 of 1597 |
