| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
AMITESH KUMAR
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 62 |
|
|
AMITESH KUMAR,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
AMITESH KUMAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 63 |
|
|
AMOL ANAND PURANIK
(Authorised Person of
LFS BROKING PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-AUG-2023
|
|
| 64 |
|
|
AMOL ANAND PURANIK,M/S
(Authorised Person of
LFS BROKING PVT.LTD.
, Member : BSE)
|
|
|
|
AMOL ANAND PURANIK
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-AUG-2023
|
|
| 65 |
|
|
AMOL ARUN GHAG
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 66 |
|
|
AMR FINQUEST INDIA PVT.LTD.
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
24-DEC-2021
|
|
| 67 |
|
|
AMRIT LAL JINDAL
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
21-DEC-2022
|
|
| 68 |
|
|
AMRIT LAL JINDAL,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
AMRIT LAL JINDAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
21-DEC-2022
|
|
| 69 |
|
|
ANAND KUMAR
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 70 |
|
|
ANAND KUMAR,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
|
ANAND KUMAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 71 |
|
|
ANAND SAGAR
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 72 |
|
|
ANAND SAGAR,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ANAND SAGAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 73 |
|
|
ANANDKUMAR M.PATEL
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 74 |
|
|
ANANDKUMAR M.PATEL,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ANANDKUMAR M.PATEL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 75 |
|
|
ANIKET INVESTMENT GROUP
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-JUL-2023
|
|
| 76 |
|
|
ANIL GUPTA
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 77 |
|
|
ANIL GUPTA,M/S
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ANIL GUPTA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 78 |
|
|
ANIL KUMAR
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
24-AUG-2023
|
|
| 79 |
|
|
ANIL KUMAR JAIN
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 80 |
|
|
ANIL KUMAR JAIN,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ANIL KUMAR JAIN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 4 of 104 |
