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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 02-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

ALL STOCK BROKERS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
101 
History of entity/person ASHUTOSH KUMAR AGRAWAL
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

28-JUL-2021 		BSE VIDE ITS NOTICE DATED 08/08/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
102 
History of entity/person ASIT C.MEHTA INVESTMENT INTERMEDIATES LTD.
  NOT AVAILABLE  IMPOSED PENALTY Rs.6,57,000

26-JUL-2021 		SAT: SAT VIDE ITS ORDER DATED 26/07/2021 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 30/04/2021. DIRECTED RESPONDENT TO ISSUE SHOW CAUSE NOTICE AND PROCEED FROM THERE ONWARDS IN ACCORDANCE WITH LAW  
103 
History of entity/person ASL CAPITAL HOLDINGS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

26-JUL-2024 		BSE VIDE ITS NOTICE DATED 26/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
104 
History of entity/person ASMAH SHARES & STOCK BROKERS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

16-JUN-2017 		 
105 
History of entity/person ASMAH SHARES & STOCK BROKERS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

22-DEC-2016 		 
106 
History of entity/person ASSET ALLIANCE SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-DEC-2024 		BSE VIDE ITS NOTICE DATED 20/01/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
107 
History of entity/person ASTHVINAYAK STOCK BROKING PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

21-SEP-2020 		 
108 
History of entity/person ASTITVA CAPITAL MARKET PVT.LTD.
  DID NOT ADHERE TO THE REGULATORY PROVISIONS OF THE STOCK EXCHANGE  DEACTIVATE TRADING TERMINALS FROM 09-JUN-2020

09-JUN-2020 		BSE VIDE ITS NOTICE DATED 06/08/2020 REACTIVATED TRADING TERMINALS IN ALL SEGMENTS OF EXCHANGE WITH IMMEDIATE EFFECT  
109 
History of entity/person ASTITVA CAPITAL MARKET PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 23-MAY-2025

23-MAY-2025 		 
110 
History of entity/person ASTUTE INVESTMENT MANAGEMENT PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

18-DEC-2023 		BSE VIDE ITS NOTICE DATED 07/02/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
111 
History of entity/person ATLAS INTEGRATED FINANCE LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  CANCELLED STOCK BROKER MEMBERSHIP

10-JAN-2023 		BSE VIDE ITS NOTICE DATED 20/03/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
112 
History of entity/person AUTUS SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

26-MAR-2024 		BSE VIDE ITS NOTICE DATED 26/03/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
113 
History of entity/person AVANCE INDICES PVT.LTD.
  NOT AVAILABLE  TRADING RIGHTS WITHDRAWN

26-MAR-2024 		 
114 
History of entity/person AVIS TIE-UP PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-JUN-2024 		BSE VIDE ITS NOTICE DATED 30/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
115 
History of entity/person AXIS SECURITIES LTD.
  INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

28-MAR-2017 		DIRECTED TO REVERSE THE DEBIT OF RS.3,71,805.00 ON ACCOUNT OF PURCHASE PRICE OF SHARES OF SBL  
116 
History of entity/person B.LODHA SECURITIES LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

26-APR-2024 		BSE VIDE ITS NOTICE DATED 26/04/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
117 
History of entity/person BAKSHU SECURITIES & BROKER PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-MAY-2023 		BSE VIDE ITS NOTICE DATED 18/09/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
118 
History of entity/person BALANCE EQUITY BROKING (INDIA) PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 31-OCT-2023

31-OCT-2023 		 
119 
History of entity/person BALANCE EQUITY BROKING (INDIA) PVT.LTD.
  INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.1,15,465

16-MAR-2009 		 
120 
History of entity/person BANDARAM PHARMA PACKTECH LTD.
  NOT AVAILABLE  PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 14-NOV-2022

04-NOV-2022 		BSE VIDE ITS NOTICE DATED 04/11/2022 REVOKED THE SUSPENSION IN TRADING OF EQUITY SHARES W.E.F.14/11/2022  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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