| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
BANHEM SECURITIES PVT.LTD.
|
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 122 |
|
|
BANSAL FINSTOCK PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,01,154
20-JAN-2015
|
|
| 123 |
|
|
BARTRONICS INDIA LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF AUDIT COMMITTEE AS PER REGULATION 18(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 03-APR-2023
21-MAR-2023
|
BSE VIDE ITS NOTICE DATED 05/10/2023 MOVED OUT SCRIP OF THE COMPANY FROM Z GROUP TO T GROUP W.E.F.16/10/2023
|
| 124 |
|
|
BASAN EQUITY BROKING LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
05-APR-2019
|
|
| 125 |
|
|
BAY SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
11-JUN-2024
|
BSE VIDE ITS NOTICE DATED 30/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 126 |
|
|
BCB BROKERAGE PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
13-SEP-2019
|
|
| 127 |
|
|
BEST BULL STOCK TRADING PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
06-SEP-2018
|
BSE VIDE ITS NOTICE DATED 04/12/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 128 |
|
|
BEZEL STOCKBROKERS PVT.LTD.
|
|
|
DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-MAR-2021
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-MAR-2021
25-MAR-2021
|
|
| 129 |
|
|
BHAGWAN SAHAI KHANDELWAL,M/S
|
|
|
|
BHAGWAN SAHAI KHANDELWAL
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 130 |
|
|
BHAIJEE PORTFOLIO PVT.LTD.
|
|
|
NOT A FIT & PROPER PERSON TO BE GRANTED REGISTRATION/TO OPERATE AS COMMODITY DERIVATIVES BROKER
|
SUSPENDED REGISTRATION AS STOCK BROKER FROM 01-DEC-2023 TO 29-FEB-2024
30-NOV-2023
|
BSE VIDE ITS NOTICE DATED 07/12/2023 REVOKED SUSPENSION IN TRADING OF COMMODITY DERIVATIVE SEGMENT W.E.F. 08/12/2023
|
| 131 |
|
|
BHARAT BHAGWANDAS LAKHANI,M/S
|
|
|
|
BHARAT BHAGWANDAS LAKHANI
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 132 |
|
|
BHARAT J.PATEL,M/S
|
|
|
|
BHARAT JAYANTILAL PATEL
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
15-MAR-2024
|
BSE VIDE ITS NOTICE DATED 29/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 133 |
|
|
BHARAT JAYANTILAL PATEL
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
15-MAR-2024
|
BSE VIDE ITS NOTICE DATED 29/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 134 |
|
|
BHARTIA STOCK BROKING PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
23-AUG-2022
|
BSE VIDE ITS NOTICE DATED 07/11/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 135 |
|
|
BHAVANA G.DESAI
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
10-SEP-2018
|
|
| 136 |
|
|
BHAVANA G.DESAI,M/S
|
|
|
|
BHAVANA G.DESAI
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
10-SEP-2018
|
|
| 137 |
|
|
BHOGILAL TRIKAMLAL SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
25-JUN-2019
|
|
| 138 |
|
|
BHUBANESWAR SHARES & SECURITIES LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
16-OCT-2020
|
|
| 139 |
|
|
BINNY MILLS LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 03-JUL-2023
20-JUN-2023
|
|
| 140 |
|
|
BLB LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
DID NOT SUBMIT FINANCIAL RESULTS AS PER SEBI (LODR) REGULATIONS, 2015
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015
|
CANCELLED STOCK BROKER MEMBERSHIP
20-MAR-2020
|
SAT: SAT VIDE ITS ORDER DATED 17/062021 DIRECTED RESPONDENTS TO FILE REPLY TO APPLICATION OF THE APPELLANTS FOR DELISTING BY 29/06/2021AND ALLOWED ONE WEEK TIME TO FILE REJOINDER. DIRECTED APPELLANT TO DEPOSIT LISTING FEE OF RS.2,95,000.00 WITHIN A WEEK FROM THE DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 13/07/2021 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 7 of 113 |
