| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 121 |
|
AANKIT GRANITES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2014
|
| 122 |
|
|
AANKIT GRANITES LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 13-DEC-2016 TO 12-DEC-2026
12-DEC-2016
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 123 |
|
|
AANKIT GRANITES LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2013
|
| 124 |
|
|
AANKIT GRANITES LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
PROHIBITED AND/OR SUSPENDED FOR TRADING
30-NOV-2007
|
|
| 125 |
|
|
AAR SHYAM INDIA INVESTMENT CO.LTD.
|
|
|
DELAYED SUBMISSION OF SHAREHOLDING PATTERN FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.2,360
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 126 |
|
|
AAR SHYAM INDIA INVESTMENT CO.LTD.
|
|
|
DELAYED SUBMISSION OF FINANCIAL RESULTS FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.5,900
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2019
|
| 127 |
|
|
AARAMBH FINANCIAL SERVICES PVT.LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 13-DEC-2016 TO 12-DEC-2026
12-DEC-2016
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 128 |
|
|
AARATHI ALFRED ARAMBHAN
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 16-OCT-2024 TO 15-OCT-2034
14-OCT-2024
|
|
| 129 |
|
|
AAREY DRUGS & PHARMACEUTICALS LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
PROHIBITED AND/OR SUSPENDED FOR TRADING
08-SEP-2006
|
|
| 130 |
|
|
AAREY DRUGS & PHARMACEUTICALS LTD.
|
|
|
DELAYED SUBMISSION OF RELATED PARTY TRANSACTIONS
|
IMPOSED FINE Rs.5,900
30-SEP-2025
|
|
| 131 |
|
|
AAREY DRUGS & PHARMACEUTICALS LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 20(2)/20(2A) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.2,17,120
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 132 |
|
|
AAREY DRUGS & PHARMACEUTICALS LTD.
|
|
|
COMPANY NOT TRACEABLE AT THE LAST KNOWN ADDRESS
|
PUT UP ON BSE WEBSITE UNDER "UNKNOWN CATEGORY"
09-AUG-2005
|
|
| 133 |
|
|
AAROHI DIAMONDS PVT.LTD.
|
|
|
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 04-JUL-2018 TO 03-JUL-2028
02-JUL-2018
|
|
| 134 |
|
|
AARTECH SOLONICS LTD.
|
|
|
DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL FOR THE QUARTER ENDED 31-MAR-2019
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 135 |
|
|
AARTECH SOLONICS LTD.
|
|
|
DID NOT SUBMIT AND/OR SUBMIT INCORRECT SHAREHOLDING PATTERN
|
SECURITIES SHIFTED TO T/XT/MT/TS GROUP FROM 23-AUG-2022
16-AUG-2022
|
NOT APPEARING NOW IN THE LIST DATED 23/08/2022
|
| 136 |
|
|
AARTECH SOLONICS LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,06,200
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 137 |
|
|
AARTECH SOLONICS LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,06,200
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 138 |
|
|
AARTECH SOLONICS LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-JUN-2020
|
IMPOSED FINE Rs.1,180
30-JUN-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2020
|
| 139 |
|
|
AARV INFRATEL LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.93,220
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 140 |
|
|
AARV INFRATEL LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.51,920
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2019
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 7 of 1619 |
