| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
ADITYA GOEL
(AFOPG7209Q)
|
|
|
|
SER INDUSTRIES LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
SAT: SAT VIDE ITS ORDER DATED 28/08/2018 CONDONED THE DELAY OF 15 DAYS IN FILING OF APPEAL AND PERMITTED APPELLANT TO MAKE REPRESENTATION TO BSE. DIRECTED BSE TO CONSIDER AND DISPOSE OFF THE SAME WITHIN 8 WEEKS FROM THE DATE OF RECEIVING. NO COSTS
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 142 |
|
|
ADITYA GUPTA
|
|
|
|
HANIL ERA TEXTILES LTD.
|
|
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 23-AUG-2017 TO 22-AUG-2027
21-AUG-2017
|
|
| 143 |
|
|
ADITYA KOTHARI
(BCQPK7230K)
|
|
|
|
PANJON LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 27-SEP-2018 TO 26-SEP-2028
02-JUL-2018
|
SAT: SAT VIDE ITS ORDER DATED 26/07/2018 DIRECTED BSE TO GIVE APPELLANTS OPPORTUNITY OF HEARING, INCLUDING PERSONAL HEARING IF REQUESTED BY APPELLANTS, WITHIN A PERIOD OF 8 WEEKS FROM DATE OF THIS ORDER AND PASS ORDERS. NO COSTS
BSE VIDE ITS NOTICE DATED 25/09/2018 CHANGED THE STATUS FROM “DELISTED” TO “SUSPENDED” W.E.F.27/09/2018
|
| 144 |
|
|
ADITYA KUMAR SARDA
|
|
|
|
MONOZYME INDIA LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 01-DEC-2017 TO 30-NOV-2027
29-NOV-2017
|
|
| 145 |
|
|
ADITYA MADHUSUDAN BAJAJ
|
|
|
|
TRINITY BIO-TECH LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 01-DEC-2017 TO 30-NOV-2027
29-NOV-2017
|
|
| 146 |
|
|
ADITYA SINGI
|
|
|
|
ZENITH STEEL TUBES & INDUSTRIES LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 13-DEC-2016 TO 12-DEC-2026
12-DEC-2016
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 147 |
|
|
ADITYA VIJAY PATEL
(ARFPP4859E)
|
|
|
|
PLETHICO PHARMACEUTICALS LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 148 |
|
|
AGADHANI SAI KRISHNA
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.19,56,796
29-APR-2014
|
|
| 149 |
|
|
AGGARWAL GIRIRAJ KISHORE
|
|
|
|
ALCOBEX METALS LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 01-DEC-2017 TO 30-NOV-2027
29-NOV-2017
|
|
| 150 |
|
|
AGNESH MOHINI VAID
|
|
|
|
NUCHEM LTD.
|
|
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 23-AUG-2017 TO 22-AUG-2027
21-AUG-2017
|
|
| 151 |
|
|
AGRAWAL MEERA
|
|
|
|
INTERNATIONAL HOMETEX LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 05-MAR-2018 TO 04-MAR-2028
28-FEB-2018
|
|
| 152 |
|
|
AGRAWAL MEERA S
|
|
|
|
INTERNATIONAL HOMETEX LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 05-MAR-2018 TO 04-MAR-2028
28-FEB-2018
|
|
| 153 |
|
|
AHMEDBHAI IBHRAIMBHAI TINTOYA
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.55,283
02-JUN-2009
|
|
| 154 |
|
|
AISHWARYA SHAH
(ACMPS4307C)
|
|
|
|
PACKTECH INDUSTRIES LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 04-JUL-2018 TO 03-JUL-2028
02-JUL-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 155 |
|
|
AJAB SINGH
|
|
|
|
INTERCORP INDUSTRIES LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 156 |
|
|
AJAIB SINGH
|
|
|
|
INTERCORP INDUSTRIES LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 157 |
|
|
AJAY AJIT PETER KERKAR
|
|
|
|
COX & KINGS LTD.
|
|
VIOLATED RULE 21(2) (B) OF SECURITIES CONTRACT REGULATIONS RULES, 1957
|
COMPULSORY DELISTING
02-MAY-2023
|
|
| 158 |
|
|
AJAY B
|
|
|
|
BHUWALKA STEEL INDUSTRIES LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 159 |
|
|
AJAY CHAUHAN
|
|
|
|
ALLSOFT CORP.LTD.
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 160 |
|
|
AJAY CHUNILAL MAKWANA
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,82,351
10-FEB-2010
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 8 of 401 |
