| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
BMA WEALTH CREATORS LTD.
|
|
|
EXPELLED FROM MEMBERSHIP
|
DECLARED DEFAULTER BY STOCK EXCHANGE
17-FEB-2020
|
|
| 142 |
|
|
BMA WEALTH CREATORS LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.63,00,000
06-FEB-2012
|
|
| 143 |
|
|
BMA WEALTH CREATORS LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.323
11-MAY-2012
|
|
| 144 |
|
|
BMA WEALTH CREATORS LTD.
|
|
|
DID NOT REFUND DEPOSIT AMOUNT
|
CLAIM ADMITTED
AWARD AMOUNT: RS.28,000
13-NOV-2013
|
|
| 145 |
|
|
BMA WEALTH CREATORS LTD.
|
|
|
DID NOT REFUND DEPOSIT AMOUNT
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,05,470
24-JUL-2012
|
|
| 146 |
|
|
BMA WEALTH CREATORS LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,14,830
31-DEC-2012
|
|
| 147 |
|
|
BONANZA PORTFOLIO LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
DIRECTED NOT TO DEAL AND DISPOSE OFF SPECIFIED SCRIPS
AWARD AMOUNT: RS.0
12-APR-2012
|
|
| 148 |
|
|
BONANZA PORTFOLIO LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.16,500
18-JUL-2012
|
|
| 149 |
|
|
BONANZA PORTFOLIO LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.20,612
18-SEP-2009
|
|
| 150 |
|
|
BONANZA PORTFOLIO LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,50,063
08-JAN-2016
|
|
| 151 |
|
|
BONANZA PORTFOLIO LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,314
17-JUL-2009
|
|
| 152 |
|
|
BONDCONNECT SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
27-MAR-2025
|
BSE VIDE ITS NOTICE DATED 14/05/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 153 |
|
|
BOSUNA INVESTORS GUILD PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
04-MAR-2020
|
|
| 154 |
|
|
BRICS SECURITIES LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
29-OCT-2019
|
|
| 155 |
|
|
BSV SECURITIES PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE
|
CANCELLED STOCK BROKER MEMBERSHIP
10-JAN-2023
|
BSE VIDE ITS NOTICE DATED 19/07/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 156 |
|
|
BURGEON SECURITIES
|
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 157 |
|
|
C.M.GOENKA STOCK BROKERS PVT.LTD.
|
|
|
DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 15-FEB-2022
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 15-FEB-2022
15-FEB-2022
|
|
| 158 |
|
|
CAB SECURITIES LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
16-AUG-2019
|
|
| 159 |
|
|
CANON CAPITAL & FINANCE LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
07-JAN-2021
|
BSE VIDE ITS NOTICE DATED 27/05/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 160 |
|
|
CD EQUISEARCH PVT.LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,000
05-DEC-2011
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 8 of 113 |
