| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
ARUN ARORA,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
ARUN ARORA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-OCT-2024
|
|
| 142 |
|
|
ARUN KAUSHIK
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 143 |
|
|
ARUN KAUSHIK,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
|
ARUN KAUSHIK
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 144 |
|
|
ARUN KUMAR SINGH
(Authorised Person of
ANGEL ONE LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
27-JUL-2024
|
|
| 145 |
|
|
ARUN KUMAR SINGH,M/S
(Authorised Person of
ANGEL ONE LTD.
, Member : BSE)
|
|
|
|
ARUN KUMAR SINGH
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
27-JUL-2024
|
|
| 146 |
|
|
ARUNA SOGANI
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 147 |
|
|
ARUNA SOGANI,M/S
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ARUNA SOGANI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 148 |
|
|
ARVIND BAID
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 149 |
|
|
ARVIND BAID,M/S
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ARVIND BAID
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 150 |
|
|
ASHARAFALI MOHMEDALI SAIYED
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 151 |
|
|
ASHARAFALI MOHMEDALI SAIYED,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ASHARAFALI MOHMEDALI SAIYED
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 152 |
|
|
ASHIMA MUNJAL
(Authorised Person of
ICICI SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
01-OCT-2024
|
|
| 153 |
|
|
ASHIMA MUNJAL,M/S
(Authorised Person of
ICICI SECURITIES LTD.
, Member : BSE)
|
|
|
|
ASHIMA MUNJAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
01-OCT-2024
|
|
| 154 |
|
|
ASHIS KUMAR DAS
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 155 |
|
|
ASHIS KUMAR DAS,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
|
ASHIS KUMAR DAS
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 156 |
|
|
ASHISH CHAUHAN
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-JUN-2023
|
|
| 157 |
|
|
ASHISH CHAUHAN,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
ASHISH CHAUHAN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-JUN-2023
|
|
| 158 |
|
|
ASHISH KALYANBHAI DAPKI
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 159 |
|
|
ASHISH KALYANBHAI DAPKI,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ASHISH KALYANBHAI DAPKI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 160 |
|
|
ASHISH KUMAR JHA
(Authorised Person of
LFS BROKING PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-AUG-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 8 of 104 |
