| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 141 |
|
AARVEE DENIMS & EXPORTS LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.3,24,500
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 142 |
|
|
AARYA GLOBAL SHARES & SECURITIES LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 07-NOV-2016
14-OCT-2016
|
|
| 143 |
|
|
AARYA GLOBAL SHARES & SECURITIES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 30-JUNE-2016
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-JUN-2016
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2016
|
| 144 |
|
|
AARYA GLOBAL SHARES & SECURITIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-OCT-2016
26-SEP-2016
|
BSE VIDE ITS NOTICE DATED 19/04/2017 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 03/05/2017
|
| 145 |
|
|
AARYA GLOBAL SHARES & SECURITIES LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 30-JUNE-2016
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-JUN-2016
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2016
|
| 146 |
|
|
AARYA GLOBAL SHARES & SECURITIES LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
DID NOT ADHERE TO LISTING REGULATIONS, 2015
|
NOTICE TO THE COMPANY AND PUBLIC REGARDING PROPOSED DELISTING
19-MAY-2018
|
|
| 147 |
|
|
AARYA GLOBAL SHARES & SECURITIES LTD.
(AABCP3445J)
(Along with :
AROHA CHEM TRADING LLP)
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 04-JUL-2018 TO 03-JUL-2028
02-JUL-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 148 |
|
|
AASEES INTERNATIONAL PVT.LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 149 |
|
|
AASHEESH SECURITIES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2014
|
| 150 |
|
|
AASHEESH SECURITIES LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 30-SEPTEMBER-2013
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2013
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2013
|
| 151 |
|
|
AASHEESH SECURITIES LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
PROHIBITED AND/OR SUSPENDED FOR TRADING
30-NOV-2007
|
|
| 152 |
|
|
AASHEESH SECURITIES LTD.
|
|
|
|
A.K.GOEL
|
|
|
AASHEESH GOEL
|
|
|
AAYUSHI GOEL
|
|
|
ANKITA GOEL
|
|
|
ANSHUL GUPTA
|
|
|
D.K.GUPTA
|
|
|
NEHA GOEL
|
|
|
RAJ KARAN GOEL
|
|
|
S.D.JINDAL
|
|
|
SADHNA GOEL
|
|
|
SHAKUNTLA GOEL
|
|
|
SHWETA JINDAL
|
|
|
USHA JINDAL
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 11-MAY-2018 TO 10-MAY-2028
09-MAY-2018
|
DIRECTION TO RESTRAIN FROM ACCESSING THE SECURITIES MARKET REVOKED ON THE BASIS OF CLARIFICATION RECEIVED FROM SEBI VIDE ITS EMAIL DATED 19/07/2018
|
| 153 |
|
|
AASHEESH SECURITIES LTD.
|
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
NOTICE TO THE COMPANY AND PUBLIC REGARDING PROPOSED DELISTING
24-MAR-2018
|
|
| 154 |
|
|
AASHI INDUSTRIES LTD.
|
|
|
NON-PAYMENT OF ANNUAL LISTING FEE
|
COMPULSORY DELISTING
09-AUG-2005
|
|
| 155 |
|
|
AASHKA HOSPITALS LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 31-DEC-2023
|
IMPOSED FINE Rs.7,080
31-DEC-2023
|
|
| 156 |
|
|
AASHKA HOSPITALS LTD.
|
|
|
DID NOT SUBMIT AND/OR SUBMIT INCORRECT SHAREHOLDING PATTERN
|
SECURITIES SHIFTED TO T/XT/MT/TS GROUP FROM 23-AUG-2022
16-AUG-2022
|
NOT APPEARING NOW IN THE LIST DATED 23/08/2022
|
| 157 |
|
|
AASHKA HOSPITALS LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 23-JAN-2023
11-JAN-2023
|
|
| 158 |
|
|
AASHKA HOSPITALS LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 30-SEP-2021
|
IMPOSED FINE Rs.35,400
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2021
|
| 159 |
|
|
AASHKA HOSPITALS LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2022
|
IMPOSED FINE Rs.1,77,000
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2022
|
| 160 |
|
|
AASTHA MINMET (INDIA) LTD.
|
|
|
NOT AVAILABLE
|
DECLARED DEFAULTER BY NATIONAL SPOT EXCHANGE LTD. FROM 23-DEC-2016
23-DEC-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 8 of 1619 |
