S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
1661 |
|
VISHAL KUMAR
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1662 |
|
VISHAL KUMAR,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
VISHAL KUMAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1663 |
|
VISHAMBHAR SINGH
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1664 |
|
VISHAMBHAR SINGH,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
VISHAMBHAR SINGH
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1665 |
|
VISHNU KANT SHARMA
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
24-DEC-2021
|
|
1666 |
|
VISHNU KANT SHARMA,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
VISHNU KANT SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
24-DEC-2021
|
|
1667 |
|
VISHNU KESARWANI
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1668 |
|
VISHNU KESARWANI,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
VISHNU KESARWANI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1669 |
|
VIVEK NIKHILBHAI GHEEWALA
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1670 |
|
VIVEK NIKHILBHAI GHEEWALA,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
VIVEK NIKHILBHAI GHEEWALA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1671 |
|
VORA SIDDHARTH MUKESHBHAI
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1672 |
|
VORA SIDDHARTH MUKESHBHAI,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
VORA SIDDHARTH MUKESHBHAI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1673 |
|
WILLIAM JOHN PINTO
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1674 |
|
WILLIAM JOHN PINTO,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
WILLIAM JOHN PINTO
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1675 |
|
XAVIER
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1676 |
|
XAVIER,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
XAVIER
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
1677 |
|
YASH P.PATWA
(Authorised Person of
ACTION FINANCIAL SERVICES (INDIA) LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
22-JAN-2021
|
|
1678 |
|
YASH P.PATWA,M/S
(Authorised Person of
ACTION FINANCIAL SERVICES (INDIA) LTD.
, Member : BSE)
|
|
|
YASH P.PATWA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
22-JAN-2021
|
|
1679 |
|
YASHVIN SHARMA
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
1680 |
|
YASHVIN SHARMA,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
YASHVIN SHARMA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
|
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