| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1761 |
|
SONAL SHAILESH MODI
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1762 |
|
SONAL SHAILESH MODI,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
SONAL SHAILESH MODI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1763 |
|
SONI RUTWA PRAKASHCHANDRA
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1764 |
|
SONI RUTWA PRAKASHCHANDRA,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
SONI RUTWA PRAKASHCHANDRA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1765 |
|
SONI SONAL KETANKUMAR
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1766 |
|
SONI SONAL KETANKUMAR,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
SONI SONAL KETANKUMAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1767 |
|
SONIKA SIDHU
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 1768 |
|
SONIKA SIDHU,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
SONIKA SIDHU
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 1769 |
|
SONU
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 1770 |
|
SONU KATIYAR
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
03-JAN-2022
|
|
| 1771 |
|
SONU KATIYAR,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
SONU KATIYAR
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
03-JAN-2022
|
|
| 1772 |
|
SONU,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
SONU
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 1773 |
|
SOUMYA DAS
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 1774 |
|
SOUMYA DAS,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
SOUMYA DAS
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 1775 |
|
SOURABH CHATURVEDI
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1776 |
|
SOURABH CHATURVEDI,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
SOURABH CHATURVEDI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1777 |
|
SPA INC.,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
KHOYANI SIDDHARTH A
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1778 |
|
SRIDHARA SRIKARA PAI
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1779 |
|
SRIDHARA SRIKARA PAI,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
SRIDHARA SRIKARA PAI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 1780 |
|
SRIRAM KUMAR DURGAM
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 89 of 104 |