| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
CD EQUISEARCH PVT.LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,000
05-DEC-2011
|
|
| 162 |
|
|
CELEBRUS CAPITAL LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
07-MAY-2019
|
|
| 163 |
|
|
CENTILLION CAPITAL PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
07-APR-2025
|
BSE VIDE ITS NOTICE DATED 07/04/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 164 |
|
|
CENTRUM BROKING LTD.
|
|
|
DID NOT PAY MARGIN MONEY
|
CLAIM ADMITTED
AWARD AMOUNT: RS.29,063
13-SEP-2013
|
|
| 165 |
|
|
CENTRUM BROKING LTD.
|
|
|
DID NOT PAY MARGIN MONEY
|
CLAIM ADMITTED
AWARD AMOUNT: RS.27,938
13-SEP-2013
|
|
| 166 |
|
|
CENTRUM BROKING LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.83,093
12-MAR-2009
|
|
| 167 |
|
|
CENTRUM BROKING LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.25,13,035
25-JUL-2011
|
|
| 168 |
|
|
CENTURY FINVEST PVT.LTD.
|
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN FROM 04-JAN-2021
04-JAN-2021
|
|
| 169 |
|
|
CENTURY FINVEST PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
18-NOV-2024
|
BSE VIDE ITS NOTICE DATED 17/01/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 170 |
|
|
CGS-CIMB SECURITIES INDIA PVT.LTD.
|
|
|
DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE
|
CANCELLED STOCK BROKER MEMBERSHIP
10-JAN-2023
|
BSE VIDE ITS NOTICE DATED 06/03/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 171 |
|
|
CHANDRAKANT MAGANLAL PAREKH,M/S
|
|
|
|
CHANDRAKANT MAGANLAL PAREKH
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 172 |
|
|
CHOICE EQUITY BROKING PVT.LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,00,000
23-MAY-2018
|
|
| 173 |
|
|
CHONA FINANCIAL SERVICES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
10-OCT-2019
|
BSE VIDE ITS NOTICE DATED 24/09/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 174 |
|
|
CLAMANT BROKING SERVICES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
16-FEB-2024
|
|
| 175 |
|
|
CLICK2TRADE CAPITAL LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.908
28-MAR-2016
|
|
| 176 |
|
|
CLICK2TRADE CAPITAL LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.52,50,000
11-DEC-2014
|
|
| 177 |
|
|
COLLINS STEWART INDIA LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP FROM 24-NOV-2009
01-APR-2010
|
|
| 178 |
|
|
COMFORT SECURITIES LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,63,833
25-AUG-2021
|
bse vide its arbitration award dated 31/12/2021 upheld impugned award dated 25/08/2021 and directed appellant to pay rs.1,63,833.00 to the respondent as per award dated 25/08/2021. no cost
|
| 179 |
|
|
COMPETENT FINMAN PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
24-DEC-2019
|
|
| 180 |
|
|
CONCEPT SHARES & SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
29-MAY-2018
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 9 of 113 |
