| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1841 |
|
SUNCHAN SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.92,063
05-JUN-2009
|
|
| 1842 |
|
|
SUNCHAN SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,45,013
05-JUN-2009
|
|
| 1843 |
|
|
SUNCHAN SECURITIES LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,34,415
09-MAR-2009
|
|
| 1844 |
|
|
SUNCHAN SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,46,961
20-MAR-2009
|
|
| 1845 |
|
|
SUNGLOW CAPITAL SERVICES LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
21-NOV-2022
|
BSE VIDE ITS NOTICE DATED 03/10/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 1846 |
|
|
SUNIDHI SECURITIES & FINANCE LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,81,329
15-MAR-2018
|
BSE VIDE ITS ARBITRATION AWARD DATED 09/08/2018 QUASHED AND SET ASIDED AWARD DATED 15/03/2018. FURTHRT, DIRECTED BSE TO RELEASE RS.7,74,317.37 TAKE ACTIONS IN REGARD TO RECOVERY OR FOR ADJUSTMENT ETC. OF RS.2 LACS. NO COSTS
|
| 1847 |
|
|
SUNITA GUPTA
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
17-MAR-2025
|
BSE VIDE ITS NOTICE DATED 03/07/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 1848 |
|
|
SUNNESS CAPITAL INDIA PVT.LTD.
|
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN FROM 20-AUG-2021
DEACTIVATE TRADING TERMINALS FROM 20-AUG-2021
20-AUG-2021
|
|
| 1849 |
|
|
SUNNESS CAPITAL INDIA PVT.LTD.
|
|
|
DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE
|
DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-APR-2022
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-APR-2022
24-APR-2022
|
|
| 1850 |
|
|
SUNSTAR SECURITIES
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
13-DEC-2016
|
|
| 1851 |
|
|
SUPAMA FINANCIAL SERVICES LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
11-MAY-2021
|
BSE VIDE ITS NOTICE DATED 27/08/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 1852 |
|
|
SURANA CAPITAL MARKET
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.50,782
20-DEC-2007
|
|
| 1853 |
|
|
SURESH NARAYAN PALAVE PATIL,M/S
|
|
|
|
SURESH NARAYAN PALAVE PATIL
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 1854 |
|
|
SURESH RATHI SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
05-JUL-2022
|
BSE VIDE ITS NOTICE DATED 05/07/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI W.E.F. 04/07/2022
|
| 1855 |
|
|
SUSHIL FINANCIAL SERVICES PVT.LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.51,000
29-DEC-2008
|
|
| 1856 |
|
|
SUSHILA N.RUNGTA,M/S
|
|
|
|
SUSHILA NIRMAL KUMAR RUNGTA
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
13-JAN-2022
|
|
| 1857 |
|
|
SUSHILA NIRMAL KUMAR RUNGTA
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
13-JAN-2022
|
|
| 1858 |
|
|
SVARN FINANCIAL SERVICES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP FROM 02-JAN-2018
02-JAN-2018
|
|
| 1859 |
|
|
SWASTIKA INVESTMART LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.359
12-FEB-2014
|
|
| 1860 |
|
|
SYKES & RAY EQUITIES (MUMBAI) PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,62,000
04-MAY-2007
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 93 of 113 |
