| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1861 |
|
SYSTEMATIX SHARES & STOCKS (INDIA) LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
18-SEP-2012
|
|
| 1862 |
|
|
TANNA FINANCIAL SERVICES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
19-JUN-2020
|
|
| 1863 |
|
|
THAR SHARE BROKERS PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
19-APR-2023
|
BSE VIDE ITS NOTICE DATED 29/05/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 1864 |
|
|
TR CAPITAL LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
26-AUG-2020
|
|
| 1865 |
|
|
TRADE CITY SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
01-OCT-2024
|
NSE VIDE ITS NOTICE DATED 01/10/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 1866 |
|
|
TRADEDEAL FINANCIAL SERVICES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
25-MAR-2021
|
|
| 1867 |
|
|
TRADEWINGS SOLUTIONS LTD.
|
|
|
DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE
|
EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 29-AUG-2023
29-AUG-2023
|
|
| 1868 |
|
|
TRADEX SECURITIES LLP
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
19-MAR-2018
|
|
| 1869 |
|
|
TRADEX SECURITIES LLP
|
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 1870 |
|
|
TRANSWORLD SECURITIES LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
25-MAR-2021
|
|
| 1871 |
|
|
TREND RISER SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
25-SEP-2023
|
BSE VIDE ITS NOTICE DATED 23/02/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 1872 |
|
|
TRIVENI MANAGEMENT CONSULTANCY SERVICES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,26,00,000
14-JAN-2010
|
|
| 1873 |
|
|
TRUST CAPITAL SERVICES (INDIA) PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
04-JAN-2024
|
BSE VIDE ITS NOTICE DATED 04/01/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 1874 |
|
|
TRUSTLINE SECURITIES LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.58,000
10-AUG-2010
|
|
| 1875 |
|
|
TRUSTLINE SECURITIES LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,52,97,227
15-OCT-2019
|
|
| 1876 |
|
|
TRUSTONE INVESTMENT ADVISORS PVT.LTD.
|
|
|
NOT AVAILABLE
|
TRADING RIGHTS WITHDRAWN
26-MAR-2024
|
|
| 1877 |
|
|
TWIN EARTH SECURITIES PVT.LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
04-SEP-2019
|
|
| 1878 |
|
|
UBI SERVICES LTD.
|
|
|
RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE
|
CANCELLED STOCK BROKER MEMBERSHIP
23-JUL-2024
|
BSE VIDE ITS NOTICE DATED 04/09/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 1879 |
|
|
UNICON SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,89,508
15-DEC-2014
|
|
| 1880 |
|
|
UNICON SECURITIES PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY SALE PROCEEDS
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.25,801
15-JUN-2015
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 94 of 113 |
