| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
LIEN TRADING PVT.LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET
22-AUG-2024
|
|
| 2 |
|
|
MAJESTIC MARKET RESEARCH SUPPORT SERVICES LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET
16-JUN-2023
|
|
| 3 |
|
|
SHREE ASSETS RECONSTRUCTION LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS 2009
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET
16-JUN-2023
|
|
| 4 |
|
|
VASTUPAL STEEL & SPARES PVT.LTD.
|
|
|
VIOLATED SEBI (DELISTING OF EQUITY SHARES) REGULATIONS, 2021
|
COMPULSORY DELISTING
RESTRAINED FROM ACCESSING SECURITIES MARKET FROM 16-OCT-2024 TO 15-OCT-2034
14-OCT-2024
|
|
| 5 |
|
|
20 MICRONS LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE Rs.94,400
30-SEP-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 6 |
|
|
20 MICRONS LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 31-DECEMBER-2009
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
31-DEC-2009
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2010
|
| 7 |
|
|
3B BLACKBIO DX LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2024
|
IMPOSED FINE Rs.2,00,600
30-SEP-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2024
|
| 8 |
|
|
3I INFOTECH LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 30-SEP-2021
|
IMPOSED FINE Rs.1,08,560
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2021
|
| 9 |
|
|
3I INFOTECH LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 30-SEP-2021
|
IMPOSED FINE Rs.1,08,560
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2021
|
| 10 |
|
|
3I INFOTECH LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.88,500
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2019
|
| 11 |
|
|
63 MOONS TECHNOLOGIES LTD.
|
|
|
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 18(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.2,17,120
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 12 |
|
|
7NR RETAIL LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.3,71,700
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 13 |
|
|
7SEAS ENTERTAINMENT LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-DEC-2022
|
IMPOSED FINE Rs.2,83,200
31-DEC-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2023
|
| 14 |
|
|
7SEAS ENTERTAINMENT LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 05-JUL-2019
13-JUN-2019
|
BSE VIDE ITS NOTICE DATED 08/01/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 21/01/2020
BSE VIDE ITS NOTICE DATED 07/06/2021 REVOKED THE SUSPENSION IN TRADING OF EQUITY SHARES W.E.F. 14/06/2021
|
| 15 |
|
|
8K MILES SOFTWARE SERVICES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2019
|
IMPOSED FINE Rs.1,47,500
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 16 |
|
|
8K MILES SOFTWARE SERVICES LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,06,200
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 17 |
|
|
8K MILES SOFTWARE SERVICES LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 11-OCT-2019
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 04-NOV-2019
11-OCT-2019
|
BSE VIDE ITS NOTICE DATED 13/05/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.27/05/2020
REVOCATION OF SUSPENSION IN TRADING
|
| 18 |
|
|
A & M FEBCON LTD.
|
|
|
DID NOT SUBMIT RECONCILIATION OF SHARE CAPITAL FOR THE QUARTER ENDED 30-SEP-2021
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2021
|
| 19 |
|
|
A & M FEBCON LTD.
|
|
|
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS FOR THE QUARTER ENDED 30-SEP-2021
|
IMPOSED FINE Rs.29,500
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2021
|
| 20 |
|
|
A & M FEBCON LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 25-OCT-2021
12-OCT-2021
|
BSE VIDE ITS NOTICE DATED 13/01/2022 MOVED OUT SCRIP OF THE COMPANY FROM Z GROUP TO XT GROUP W.E.F.24/01/2022
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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