| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ALEXANDER STAMPS & COIN LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.1,08,560
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 2 |
|
|
ALIENS DEVELOPERS PVT.LTD.
|
|
|
DID NOT ADHERE TO ASSET COVER REPORTING
DID NOT REPORT INTIMATION OF BOARD MEETINGS TO STOCK EXCHANGES
DID NOT REPORT INTIMATION OF PAYMENT OF INTERESTS AT THE END OF EACH QUARTER
DID NOT REPORT INTIMATION REGARDING PAYMENT OF INTEREST
DID NOT SUBMIT FINANCIAL RESULTS AS PER SEBI (LODR) REGULATIONS, 2015
DELAY IN SUBMITTING INVESTOR GRIEVANCE
|
IMPOSED FINE Rs.1,62,10,840
15-OCT-2025
|
SAT: SAT VIDE ITS ORDER DATED 15/10/2025 DISMISSED THE APPEAL. NO COSTS
|
| 3 |
|
|
ASHAPURA INTIMATES FASHION LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.20,060
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 4 |
|
|
ASTRAZENECA PHARMA INDIA LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.9,440
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 5 |
|
|
ATLANTA DEVCON LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.1,08,560
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 6 |
|
|
BANSISONS TEA INDUSTRIES LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.21,240
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 7 |
|
|
BLUE STAR LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE Rs.28,320
31-DEC-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2021
|
| 8 |
|
|
BONANZA INDUSTRIES LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.1,08,560
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 9 |
|
|
CRESCENT LEASING LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.21,240
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 10 |
|
|
DIAMOND POWER INFRASTRUCTURE LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.71,980
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2021
|
| 11 |
|
|
EMGEE CABLES & COMMUNICATIONS LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.1,08,560
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 12 |
|
|
GARODIA CHEMICALS LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.29,500
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 13 |
|
|
GLOBAL CAPITAL MARKETS LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
PUT UP ON BSE WEBSITE FOR PUBLIC NOTICE Rs.17,700
31-DEC-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2021
|
| 14 |
|
|
GOPAL IRON & STEELS CO.(GUJARAT) LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.57,820
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 15 |
|
|
GOVIND RUBBER LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.57,820
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 16 |
|
|
HIGH GROUND ENTERPRISE LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.40,120
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 17 |
|
|
IB INFOTECH ENTERPRISES LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.1,08,560
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 18 |
|
|
INDIA HOME LOAN LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.10,620
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 19 |
|
|
JUMP NETWORKS LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.27,140
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| 20 |
|
|
KACHCHH MINERALS LTD.
|
|
|
FAILED TO REDRESS INVESTOR'S COMPLAINTS
|
IMPOSED FINE Rs.27,140
30-SEP-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2019
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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