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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 18-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
301 
History of entity/person SAPPHIRE WEALTH MANAGEMENT SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-MAR-2024 		BSE VIDE ITS NOTICE DATED 11/03/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
302 
History of entity/person SATCO CAPITAL MARKETS LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-MAY-2023 		 
303 
History of entity/person SATYANARAYAN NANGALIA,M/S
History of entity/person SATYANARAYAN NANGALIA
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

16-OCT-2024 		BSE VIDE ITS NOTICE DATED 24/12/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
304 
History of entity/person SBI DFHI LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-OCT-2023 		BSE VIDE ITS NOTICE DATED 07/12/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
305 
History of entity/person SEKSARIA FINANCIAL SERVICES
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

09-AUG-2018 		 
306 
History of entity/person SENATOR SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

23-AUG-2022 		BSE VIDE ITS NOTICE DATED 10/04/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
307 
History of entity/person SERNET FINANCIAL SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

26-MAR-2025 		BSE VIDE ITS NOTICE DATED 23/07/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
308 
History of entity/person SEVEN SALTS FINANCIAL SERVICES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

16-APR-2024 		BSE VIDE ITS NOTICE DATED 24/07/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
309 
History of entity/person SHAH INVESTOR'S HOME LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

17-FEB-2021 		BSE VIDE ITS NOTICE DATED 28/09/2021 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
310 
History of entity/person SHANU INVESTMENT
History of entity/person ASHUTOSH KUMAR AGRAWAL
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

28-JUL-2021 		 
311 
History of entity/person SHARE WISE EQITY BROKERS PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

04-JUN-2018 		 
312 
History of entity/person SHAVETA STOCK & SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

29-MAY-2025 		BSE VIDE ITS NOTICE DATED 02/09/2025 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
313 
History of entity/person SHIKHA BROKING PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP FROM 13-NOV-2017

13-NOV-2017 		 
314 
History of entity/person SHIKHA BROKING PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

25-JAN-2017 		 
315 
History of entity/person SHILPA STOCK BROKER PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

07-JUN-2017 		 
316 
History of entity/person SHILPA STOCK BROKER PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

13-SEP-2019 		 
317 
History of entity/person SHIV ANAND SHANKAR MANKEKAR,M/S
History of entity/person SHIV ANAND SHANKAR MANKEKAR
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-APR-2023 		BSE VIDE ITS NOTICE DATED 03/04/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
318 
History of entity/person SHIVANAND MANEKAR,M/S
History of entity/person SHIVANAND MANEKAR
  		RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

11-OCT-2022 		 
319 
History of entity/person SHIVMANGAL SECURITIES PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP

03-OCT-2023 		BSE VIDE ITS NOTICE DATED 29/11/2024 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
320 
History of entity/person SHREE NAMAN SECURITIES & FINANCE PVT.LTD.
  RESIGNED AND/OR SURRENDERED MEMBERSHIP CARD TO STOCK EXCHANGE  CANCELLED STOCK BROKER MEMBERSHIP FROM 22-JAN-2020

23-JAN-2020 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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