| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 321 |
|
KASSA FINVEST PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY SALE PROCEEDS
DID NOT PAY DIVIDEND & BONUS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,00,000
06-DEC-2016
|
|
| 322 |
|
|
KASSA FINVEST PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY SALE PROCEEDS
DID NOT PAY DIVIDEND & BONUS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,00,000
06-DEC-2016
|
|
| 323 |
|
|
KASSA FINVEST PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY SALE PROCEEDS
DID NOT PAY DIVIDEND & BONUS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,00,000
01-NOV-2016
|
|
| 324 |
|
|
KASSA FINVEST PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY DIVIDEND & BONUS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,00,000
01-NOV-2016
|
|
| 325 |
|
|
KASSA FINVEST PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,66,787
08-NOV-2016
|
|
| 326 |
|
|
KASSA FINVEST PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,55,015
21-DEC-2016
|
|
| 327 |
|
|
KUMAR SHARE BROKERS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
|
DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
CLAIM ADMITTED
AWARD AMOUNT: RS.6,83,663
14-NOV-2016
|
|
| 328 |
|
|
MAHESH KOTHARI SHARES & STOCK BROKERS PVT.LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,55,000
15-OCT-2010
|
|
| 329 |
|
|
MANOJ JAVERI STOCK BROKING PVT.LTD.
|
|
|
DID NOT DELIVER BONUS SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.5,03,39,920
17-SEP-2013
|
APPLICANT'S APPEAL IS ALLOWED AND CROSS OBJECTIONS OF RESPONDENT IS REJECTED. RESPONDENT IS ORDERED AND DIRECTED TO PAID TO APPEALANTS A SUM OF RS.6,99,68,957.34 BEING THE VALUE OF 2,13,333 SHARES OF WIPRO LTD. INTEREST @18% P.A. FROM 04/02/2013 TILL THE PAYMENTS OF REALIZATION THEREOF IS ALSO PAYABLE
|
| 330 |
|
|
MONARCH NETWORTH CAPITAL LTD.
|
|
|
DID NOT DELIVER SHARES
|
DIRECTED TO TRANSFER SHARES
AWARD AMOUNT: RS.0
20-JUL-2007
|
|
| 331 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.42,500
04-DEC-2015
|
|
| 332 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.69,735
18-DEC-2015
|
|
| 333 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,14,350
18-DEC-2015
|
|
| 334 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.16,131
01-JAN-2016
|
|
| 335 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,87,175
01-JAN-2016
|
|
| 336 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,56,351
01-JAN-2016
|
|
| 337 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,00,000
19-OCT-2015
|
|
| 338 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.17,873
15-DEC-2015
|
|
| 339 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,28,370
15-DEC-2015
|
|
| 340 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
|
DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
26-FEB-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 17 of 38 |
