| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
KINGFISHER TRADING CO.PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.13,80,686
27-DEC-2013
|
|
| 22 |
|
|
KREATIVE PROJECT
|
|
|
|
SANJEEV R.MALHOTRA
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,30,888
13-SEP-2010
|
|
| 23 |
|
|
MANISH GIRDHARLAL SHAH,M/S
|
|
|
|
MANISH GIRDHARLAL SHAH
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.16,79,025
13-NOV-2014
|
|
| 24 |
|
|
MANISH GIRDHARLAL SHAH,M/S
|
|
|
|
MANISH GIRDHARLAL SHAH
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.16,23,749
13-DEC-2014
|
|
| 25 |
|
|
MITTAL SHARE SHOPEE LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
27-SEP-2007
|
|
| 26 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,68,810
02-NOV-2015
|
|
| 27 |
|
|
MPD ASSOCIATES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.30,28,566
27-MAR-2008
|
|
| 28 |
|
|
NECTOR DISTRIBUTORS PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,23,58,881
18-JUN-2012
|
|
| 29 |
|
|
PARASMAL S.JAIN (HUF)
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,91,050
12-JAN-2010
|
|
| 30 |
|
|
PRABHAT STOCK SHARE BROKERS PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,29,054
08-DEC-2009
|
|
| 31 |
|
|
PRAMOD KAKANI (HUF)
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.78,07,175
16-FEB-2009
|
|
| 32 |
|
|
PRANIDHI HOLDINGS PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.11,25,675
21-AUG-2009
|
|
| 33 |
|
|
RAJ KUMAR LADIA (HUF)
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.11,39,100
05-OCT-2009
|
|
| 34 |
|
|
RAMKRIPA SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,81,42,773
06-DEC-2013
|
|
| 35 |
|
|
S.K.CONSULTANCY
|
|
|
DID NOT PAY LEDGER BALANCE
DID NOT RESOLVE INVESTOR'S PROBLEM
|
CLAIM ADMITTED
DIRECTED TO TRANSFER SHARES
AWARD AMOUNT: RS.80,766
26-MAY-2011
|
|
| 36 |
|
|
SALLY MEDIA & ENTERTAINMENT PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,76,77,583
26-APR-2013
|
|
| 37 |
|
|
SANJAY NEMIDAS CHAUDHARY (HUF)
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,12,694
05-NOV-2008
|
|
| 38 |
|
|
SHIV KRIPA CONSULTANCY PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.13,31,034
02-JUN-2015
|
|
| 39 |
|
|
SHYAM SUNDER SARDA (HUF)
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,74,695
27-MAY-2016
|
|
| 40 |
|
|
SOHUM EQUITY PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.13,412
07-OCT-2009
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 2 of 3 |
