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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DECLARED DEFAULTER BY STOCK EXCHANGE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21 
History of entity/person MODEX INTERNATIONAL SECURITIES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 18-SEP-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 18-SEP-2020

29-SEP-2020 		 
22 
History of entity/person OMKAM CAPITAL MARKETS PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 28-JAN-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 28-JAN-2022

27-JAN-2022 		 
23 
History of entity/person QUANTUM GLOBAL SECURITIES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-MAY-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2020

01-MAY-2020 		 
24 
History of entity/person RAGHUKUL SHARES INDIA PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 04-NOV-2019

06-NOV-2019 		 
25 
History of entity/person SUMPOORNA PORTFOLIO LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE

VIOLATED SEBI CIRCULAR NO SEBI/MIRSD/MASTER CIR-04/20210 DATED 17/03/2010  		DECLARED DEFAULTER BY STOCK EXCHANGE FROM 16-DEC-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 16-DEC-2020

16-DEC-2020 		 
26 
History of entity/person SUNNESS CAPITAL INDIA PVT.LTD.
  DECLARED DEFAULTER AND/OR EXPELLED BY OTHER STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 24-APR-2022

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 24-APR-2022

24-APR-2022 		 
27 
History of entity/person VINEET SECURITIES PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-APR-2020

04-MAY-2020 		 
28 
History of entity/person VRISE SECURITIES PVT.LTD.
  EXPELLED FROM MEMBERSHIP  DECLARED DEFAULTER BY STOCK EXCHANGE

17-FEB-2020 		 
29 
History of entity/person WEALTH MANTRA LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-NOV-2019

06-NOV-2019 		 
30 
History of entity/person WELLINDIA SECURITIES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-MAY-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2020

01-MAY-2020 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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