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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 27-AUG-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21 
History of entity/person OCTAFX INDIA PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  TRADING RIGHTS WITHDRAWN FROM 28-MAR-2023

01-APR-2023 		 
22 
History of entity/person QUANTUM GLOBAL SECURITIES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-MAY-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2020

01-MAY-2020 		 
23 
History of entity/person RAGHUKUL SHARES INDIA PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 04-NOV-2019

06-NOV-2019 		 
24 
History of entity/person SATYANARAYAN MANGILAL KHETAN,M/S
History of entity/person SATYANARAYAN MANGILAL KHETAN
  		DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  CANCELLED STOCK BROKER MEMBERSHIP

10-JAN-2023 		BSE VIDE ITS NOTICE DATED 10/07/2023 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI  
25 
History of entity/person SHARES BAZAAR PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-DEC-2022

02-JAN-2023 		 
26 
History of entity/person VINEET SECURITIES PVT.LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 30-APR-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 30-APR-2020

04-MAY-2020 		 
27 
History of entity/person WEALTH MANTRA LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 05-NOV-2019

06-NOV-2019 		 
28 
History of entity/person WELLINDIA SECURITIES LTD.
  DID NOT ADHERE TO SEBI DIRECTIVES/INSTRUCTIONS/GUIDELINES AND PROVISIONS OF RULES, BYE LAWS AND REGULATION OF BSE  DECLARED DEFAULTER BY STOCK EXCHANGE FROM 01-MAY-2020

EXPELLED FROM MEMBERSHIP BY STOCK EXCHANGE FROM 01-MAY-2020

01-MAY-2020 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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