| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
BROADCAST INITIATIVES LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 28-OCT-2016
06-OCT-2016
|
|
| 22 |
|
|
BRONZE TRADING LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 17-JAN-2018
26-DEC-2017
|
BSE VIDE ITS NOTICE DATED 19/07/2018 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 31/07/2018
|
| 23 |
|
|
BRONZE TRADING LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 01-FEB-2018
10-JAN-2018
|
|
| 24 |
|
|
CITIZEN YARNS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 17-OCT-2018
25-SEP-2018
|
BSE VIDE ITS NOTICE DATED 15/04/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 02/05/2019
|
| 25 |
|
|
CITIZEN YARNS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
DID NOT ADHERE TO LISTING REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 02-NOV-2018
11-OCT-2018
|
|
| 26 |
|
|
CYBERSCAPE MULTIMEDIA LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-JAN-2017
27-DEC-2016
|
BSE VIDE ITS NOTICE DATED 18/07/2017 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 01/08/2017
AS PER LETTER DATED 14/11/2017 SENT TO BSE COMPANY HAS FILED STATUS OF A) ITR FOR LAST THREE YEARS B) FILING WITH MCA C) COMPANY IS GOING CONCERN D) COMPANY HAS NOT DEFAULTED TO ANY BANK/FINANCIAL INSTITUTIONS E) LAST FULL COMPLIANCE WITH LISTING REGULATIONS F) NO OF EMPLOYEES ON PAYROLL OF THE COMPANY AND PROVIDENT FUND FILING DETAILS FOR LAST THREE YEARS
|
| 27 |
|
|
DIVINE MULTIMEDIA (INDIA) LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-APR-2017
27-MAR-2017
|
BSE VIDE ITS NOTICE DATED 25/10/2017 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 07/11/2017
|
| 28 |
|
|
ENTEGRA LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-OCT-2016
26-SEP-2016
|
BSE VIDE ITS NOTICE DATED 19/04/2017 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 03/05/2017
|
| 29 |
|
|
ENTEGRA LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 07-NOV-2016
14-OCT-2016
|
|
| 30 |
|
|
EXCEL CASTRONICS LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 01-FEB-2018
10-JAN-2018
|
BSE VIDE ITS NOTICE DATED 02/08/2018 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 14/08/2018
|
| 31 |
|
|
FACOR STEELS LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 07-NOV-2016
14-OCT-2016
|
|
| 32 |
|
|
FACOR STEELS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
INSOLVENCY PROFESSIONAL AS LIQUIDATOR HAS BEEN APPOINTED
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-OCT-2016
26-SEP-2016
|
BSE VIDE ITS NOTICE DATED 19/04/2017 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 03/05/2017
BSE VIDE ITS NOTICE DATED 24/08/2018 INFORMED THAT THE COMPANY HAS BEEN ORDERED TO BE LIQUIDATED BY NCLT, MUMBAI BRANCH AND TRADING IN SECURITIES OF THE COMPANY SHALL CONTINUE TO REMAIN SUSPENDED, TILL FURTHER NOTICE
|
| 33 |
|
|
FE (INDIA) LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 28-OCT-2016
06-OCT-2016
|
|
| 34 |
|
|
FE (INDIA) LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 07-NOV-2016
14-OCT-2016
|
|
| 35 |
|
|
FE (INDIA) LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-OCT-2016
26-SEP-2016
|
BSE VIDE ITS NOTICE DATED 19/04/2017 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 03/05/2017
|
| 36 |
|
|
FIRST WINNER INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 17-JUL-2018
25-JUN-2018
|
BSE VIDE ITS NOTICE DATED 23/01/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 05/02/2019
|
| 37 |
|
|
GEI INDUSTRIAL SYSTEMS LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 28-OCT-2016
06-OCT-2016
|
|
| 38 |
|
|
GEI INDUSTRIAL SYSTEMS LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 07-NOV-2016
14-OCT-2016
|
|
| 39 |
|
|
GEI INDUSTRIAL SYSTEMS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-OCT-2016
26-SEP-2016
|
BSE VIDE ITS NOTICE DATED 19/04/2017 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 03/05/2017
|
| 40 |
|
|
GUJARAT CARBON & INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-OCT-2017
26-SEP-2017
|
BSE VIDE ITS NOTICE DATED 20/04/2018 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 02/05/2018
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 2 of 6 |
