| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 481 |
|
SHAIKH RAMZAN FIROZ
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,96,010
20-JUN-2011
|
|
| 482 |
|
|
SHAILESH GABUBHAI PATEL
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,92,393
17-APR-2009
|
|
| 483 |
|
|
SHAILESH H.PATEL
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,35,967
31-AUG-2009
|
|
| 484 |
|
|
SHAISHIL T.JHAVERI
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.54,15,902
08-APR-2016
|
|
| 485 |
|
|
SHAMLATABEN KIRTI AMIN
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.45,243
21-JUL-2011
|
|
| 486 |
|
|
SHANKAR DAS
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,25,170
19-JUL-2016
|
|
| 487 |
|
|
SHANTILAL DEVILAL KOTHARI
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,45,294
22-DEC-2010
|
|
| 488 |
|
|
SHARDA SINHA
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,36,842
17-FEB-2010
|
|
| 489 |
|
|
SHARMA JAYPRAKASH MOHANLAL
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.82,634
19-MAR-2010
|
|
| 490 |
|
|
SHASHANK SHARAD SHAH
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,03,660
27-APR-2009
|
|
| 491 |
|
|
SHASHI BHUSHAN ARUN KUMAR THAKUR
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,36,075
30-JAN-2009
|
|
| 492 |
|
|
SHASHI DEVI AGARWAL
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,26,882
27-MAY-2009
|
|
| 493 |
|
|
SHASHI PRABHA GUPTA
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.5,01,776
24-SEP-2009
|
ARBITRAL TRIBUNAL VIDE ITS ORDER DATED 23/08/2013 DIRECTED MS. SHASHI PRABHA GUPTA TO PAY RS.450498.67 TO ANAND RATHI SHARES & STOCK BROKERS LTD.
|
| 494 |
|
|
SHEIKH GULAM RASUL
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,47,577
03-SEP-2013
|
|
| 495 |
|
|
SHEIKH NOOR UI MUDASER
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.47,780
24-FEB-2009
|
|
| 496 |
|
|
SHETALL KAILASH BHAKARE
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.93,559
10-AUG-2007
|
|
| 497 |
|
|
SHIKHAR CHAND JAIN
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.46,301
05-NOV-2007
|
|
| 498 |
|
|
SHILPI AMRITLAL KHIMANI
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.76,81,961
30-SEP-2010
|
|
| 499 |
|
|
SHOBHA SURESH SANKHALA
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.78,706
27-NOV-2009
|
|
| 500 |
|
|
SHREE PRAKASH SINGH
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
AWARD AMOUNT: RS.10,77,563
02-MAY-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 25 of 30 |
