| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
BANSAL FINSTOCK PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,01,154
20-JAN-2015
|
|
| 42 |
|
|
BMA WEALTH CREATORS LTD.
|
|
|
DID NOT REFUND DEPOSIT AMOUNT
|
CLAIM ADMITTED
AWARD AMOUNT: RS.28,000
13-NOV-2013
|
|
| 43 |
|
|
BMA WEALTH CREATORS LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,14,830
31-DEC-2012
|
|
| 44 |
|
|
BMA WEALTH CREATORS LTD.
|
|
|
DID NOT REFUND DEPOSIT AMOUNT
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,05,470
24-JUL-2012
|
|
| 45 |
|
|
BMA WEALTH CREATORS LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.63,00,000
06-FEB-2012
|
|
| 46 |
|
|
BMA WEALTH CREATORS LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.323
11-MAY-2012
|
|
| 47 |
|
|
BONANZA PORTFOLIO LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.20,612
18-SEP-2009
|
|
| 48 |
|
|
BONANZA PORTFOLIO LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,314
17-JUL-2009
|
|
| 49 |
|
|
BONANZA PORTFOLIO LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.16,500
18-JUL-2012
|
|
| 50 |
|
|
BONANZA PORTFOLIO LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,50,063
08-JAN-2016
|
|
| 51 |
|
|
CD EQUISEARCH PVT.LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.15,000
05-DEC-2011
|
|
| 52 |
|
|
CENTRUM BROKING LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.83,093
12-MAR-2009
|
|
| 53 |
|
|
CENTRUM BROKING LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.25,13,035
25-JUL-2011
|
|
| 54 |
|
|
CENTRUM BROKING LTD.
|
|
|
DID NOT PAY MARGIN MONEY
|
CLAIM ADMITTED
AWARD AMOUNT: RS.27,938
13-SEP-2013
|
|
| 55 |
|
|
CENTRUM BROKING LTD.
|
|
|
DID NOT PAY MARGIN MONEY
|
CLAIM ADMITTED
AWARD AMOUNT: RS.29,063
13-SEP-2013
|
|
| 56 |
|
|
CHOICE EQUITY BROKING PVT.LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,00,000
23-MAY-2018
|
|
| 57 |
|
|
CLICK2TRADE CAPITAL LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.52,50,000
11-DEC-2014
|
|
| 58 |
|
|
CLICK2TRADE CAPITAL LTD.
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.908
28-MAR-2016
|
|
| 59 |
|
|
COMFORT SECURITIES LTD.
|
|
|
INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,63,833
25-AUG-2021
|
bse vide its arbitration award dated 31/12/2021 upheld impugned award dated 25/08/2021 and directed appellant to pay rs.1,63,833.00 to the respondent as per award dated 25/08/2021. no cost
|
| 60 |
|
|
DREAMS BROKING PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,19,147
08-DEC-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 3 of 82 |
