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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DID NOT DELIVER BONUS SHARES

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
741 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.3,51,948

30-AUG-2016 		 
742 
History of entity/person UNICORN SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.25,158

24-OCT-2016 		ARBITRATOR OF BSE VIDE ITS ARBITRATION AWARD DATED 24/10/2016 DIRECTED BSE TO PAY RS.25,157.50 TO APPLICANT FROM INVESTOR PROTECTION FUND (IPF). NO COSTS  
743 
History of entity/person ZUARI INVESTMENTS LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.44,198

27-FEB-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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