| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 741 |
|
EMERGING CAPITAL ADVISORS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.8,68,930
08-NOV-2010
|
|
| 742 |
|
|
EMKAY GLOBAL FINANCIAL SERVICES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.13,74,617
26-JUL-2011
|
|
| 743 |
|
|
FMS SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,779
27-SEP-2007
|
|
| 744 |
|
|
FORD BROTHERS CAPITAL SERVICES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,50,575
04-MAR-2009
|
|
| 745 |
|
|
FORD BROTHERS CAPITAL SERVICES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,11,725
23-JAN-2009
|
|
| 746 |
|
|
FORD BROTHERS CAPITAL SERVICES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.30,15,000
13-MAY-2009
|
|
| 747 |
|
|
GEOJIT FINANCIAL SERVICES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
DIRECTED TO RESTORE SALE PROCEEDS IN FAVOUR OF RESPONDENT
DIRECTED APPLICANT TO RELEASE BALANCE MONEY ALONG WITH INTEREST
AWARD AMOUNT: RS.28,36,118
25-JUL-2019
|
BSE VIDE ITS ARBITRATION AWARD DATED 12/12/2019 SET ASIDED AWARD DATED 25/07/2019 REVERSING THE SALE PROCEEDS OF RS.43,85,234.41 AND DIRECTED RESPONDENT TO MAKE THE PAYMENT TO APPELLANT OF OUTSTANDING DEBIT OF RS.27,92,290.00 ALONGWITH INTEREST @ 12% P.A. FROM DATE OF ARBITRAL CLAIM AND ALSO PAY RS.43,827.90 TOWARDS COST OF LOWER FORUM PROCEEDINGS
|
| 748 |
|
|
HARISH CHANDRA GUTT & CO.PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.9,04,249
12-APR-2007
|
|
| 749 |
|
|
HDFC SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.8,06,601
29-NOV-2013
|
|
| 750 |
|
|
HITESHKUMAR NARSINGHDAS DAGA,M/S
|
|
|
|
HITESHKUMAR DAGA
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.7,85,984
20-AUG-2013
|
|
| 751 |
|
|
HSBC INVESTDIRECT SECURITIES (INDIA) LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.20,000
04-JUN-2010
|
|
| 752 |
|
|
INDIA INFOLINE LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,600
31-MAR-2015
|
|
| 753 |
|
|
INDIA INFOLINE SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.27,430
05-NOV-2007
|
|
| 754 |
|
|
ISE SECURITIES & SERVICES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.13,412
07-OCT-2009
|
|
| 755 |
|
|
ISE SECURITIES & SERVICES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.76,175
10-SEP-2009
|
|
| 756 |
|
|
JASH SECURITIES PVT.LTD.
|
|
|
DID NOT PAY DIVIDEND
DID NOT PAY LEDGER BALANCE
DID NOT PAY MARGIN MONEY
|
CLAIM ADMITTED
DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
DIRECTED TO PAY DIVIDEND
DIRECTED TO REFUND THE MARGIN DEPOSIT
AWARD AMOUNT: RS.80,649
20-DEC-2021
|
|
| 757 |
|
|
JAYANTILAL KHANDWALA & SONS PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
18-MAY-2011
|
|
| 758 |
|
|
JRG SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.24,296
15-OCT-2012
|
|
| 759 |
|
|
JSEL SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,69,854
12-MAY-2014
|
|
| 760 |
|
|
K & A SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,39,826
12-MAR-2009
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 38 of 51 |
