| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
ALKA INDIA LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 28-JUN-2021
15-JUN-2021
|
BSE VIDE ITS NOTICE DATED 02/09/2021 MOVED OUT SCRIP OF THE COMPANY FROM Z GROUP TO XT GROUP W.E.F.13/09/2021
|
| 62 |
|
|
ALKA INDIA LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2022
|
IMPOSED FINE Rs.1,77,000
31-MAR-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2022
|
| 63 |
|
|
ALLCARGO LOGISTICS LTD.
|
|
|
DELAY IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS ON CONSOLIDATED BASIS
|
IMPOSED FINE Rs.5,900
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 64 |
|
|
ALLIANCE INTEGRATED METALIKS LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-DEC-2020
|
IMPOSED FINE Rs.1,65,200
31-DEC-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2021
|
| 65 |
|
|
ALPS MOTOR FINANCE LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 12-DEC-2022
11-NOV-2022
|
BSE VIDE ITS NOTICE DATED 09/06/2023 REITERATED THAT AS PER SEBI CIRCULAR DATED 22/01/2020, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.27/06/2023
|
| 66 |
|
|
ALPS MOTOR FINANCE LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2022
|
IMPOSED FINE Rs.1,77,000
31-MAR-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2022
|
| 67 |
|
|
ALPS MOTOR FINANCE LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 25-OCT-2022
12-OCT-2022
|
BSE VIDE ITS NOTICE DATED 12/10/2022 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 68 |
|
|
ALSTONE TEXTILES (INDIA) LTD.
|
|
|
DELAY IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS ON CONSOLIDATED BASIS
|
IMPOSED FINE Rs.23,600
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 69 |
|
|
AMARNATH SECURITIES LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 21-OCT-2020
29-SEP-2020
|
BSE VIDE ITS NOTICE DATED 19/04/2021 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.04/05/2021
BSE VIDE ITS NOTICE DATED 20/08/2021 REVOKED THE SUSPENSION IN TRADING OF EQUITY SHARES W.E.F.27/08/2021
|
| 70 |
|
|
AMBITION MICA LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 26-DEC-2023
13-DEC-2023
|
|
| 71 |
|
|
AMBITION MICA LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 12-FEB-2024
10-JAN-2024
|
BSE VIDE ITS NOTICE DATED 16/08/2024 REITERATED THAT AS PER SEBI CIRCULAR DATED 11/07/2023, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.03/09/2024
|
| 72 |
|
|
AMCO INDIA LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS ON CONSOLIDATED BASIS
|
IMPOSED FINE Rs.1,77,000
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 73 |
|
|
AMIT INTERNATIONAL LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS ON CONSOLIDATED BASIS
|
IMPOSED FINE Rs.1,65,200
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 74 |
|
|
AMIT INTERNATIONAL LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 26-MAR-2024
13-MAR-2024
|
BSE VIDE ITS NOTICE DATED 13/03/2024 TRADES IN COMPANY EXECUTED IN Z CATEGORY WILL BE SETTLE ON TRADE FOR TRADE BASIS
|
| 75 |
|
|
AMIT INTERNATIONAL LTD.
|
|
|
DID NOT ADHERE TO REGULATION 27(2) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 08-APR-2024
26-MAR-2024
|
|
| 76 |
|
|
AMIT INTERNATIONAL LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 25-OCT-2024
14-OCT-2024
|
|
| 77 |
|
|
AMIT SECURITIES LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.1,59,300
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 78 |
|
|
AMIT SECURITIES LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-JAN-2021
16-DEC-2020
|
BSE VIDE ITS NOTICE DATED 19/07/2021 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.03/08/2021
BSE VIDE ITS NOTICE DATED 05/05/2025 REVOKED SUSPENSION IN TRADING OF EQUITY SHARES W.E.F. 06/05/2025
|
| 79 |
|
|
AMIT SECURITIES LTD.
|
|
|
DELAY IN SUBMISSION OF FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-APR-2025
|
IMPOSED FINE Rs.39,64,800
30-APR-2025
|
SAT: SAT VIDE ITS ORDER DATED 30/04/2025 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED COMMUNICATION DATED 02/01/2024. LIFTED SUSPENSION OF TRADING SCRIP AND DE-FREEZED PROMOTER’S ACCOUNTS WITH IMMEDIATE EFFECT. NO COSTS
|
| 80 |
|
|
AMIT SECURITIES LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 01-DEC-2020
17-NOV-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 4 of 87 |
