| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
NEO CORP INTERNATIONAL LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 02-AUG-2017
11-JUL-2017
|
|
| 62 |
|
|
NU TEK INDIA LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
DID NOT SUBMIT FINANCIAL RESULTS AS PER SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 08-MAY-2019
16-APR-2019
|
BSE VIDE ITS NOTICE DATED 05/11/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 26/11/2019
|
| 63 |
|
|
OMEGA AG-SEEDS (PUNJAB) LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 02-NOV-2018
11-OCT-2018
|
BSE VIDE ITS NOTICE DATED 05/09/2024 REVOKED SUSPENSION IN TRADING OF EQUITY SHARES W.E.F. 13/09/2024
|
| 64 |
|
|
OSCAR INVESTMENTS LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
DID NOT SUBMIT FINANCIAL RESULTS AS PER SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 08-MAY-2019
16-APR-2019
|
BSE VIDE ITS NOTICE DATED 05/11/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 26/11/2019
|
| 65 |
|
|
P.B.FILMS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 34 OF SEBI (LODR) REGULATIONS, 2015
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-DEC-2019
26-NOV-2019
|
BSE VIDE ITS NOTICE DATED 23/06/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.07/07/2020
BSE VIDE ITS NOTICE DATED 24/02/2025 REVOKED SUSPENSION IN TRADING OF EQUITY SHARES W.E.F. 04/03/2025
|
| 66 |
|
|
PARAB INFRA LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 13-APR-2020
19-MAR-2020
|
BSE VIDE ITS NOTICE DATED 19/10/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.03/11/2020
|
| 67 |
|
|
PBA INFRASTRUCTURE LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF AUDIT COMMITTEE AS PER REGULATION 18(1) OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 09-APR-2019
18-MAR-2019
|
BSE VIDE ITS NOTICE DATED 14/10/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 30/10/2019
BSE VIDE ITS NOTICE DATED 21/05/2021 REVOKED THE SUSPENSION IN TRADING OF EQUITY SHARES W.E.F. 31/05/2021
|
| 68 |
|
|
PVP VENTURES LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 09-APR-2019
18-MAR-2019
|
BSE VIDE ITS NOTICE DATED 14/10/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 30/10/2019
BSE VIDE ITS NOTICE DATED 14/07/2021 REVOKED THE SUSPENSION IN TRADING OF EQUITY SHARES W.E.F. 22/07/2021
|
| 69 |
|
|
QUANTUM BUILD-TECH LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 07-APR-2020
16-MAR-2020
|
|
| 70 |
|
|
RATHI STEEL & POWER LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 31-MAY-2018
09-MAY-2018
|
BSE VIDE ITS NOTICE DATED 06/12/2018 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 18/12/2018
BSE VIDE ITS NOTICE DATED 23/06/2023 REVOKED SUSPENSION IN TRADING OF EQUITY SHARES W.E.F.03/07/2023
|
| 71 |
|
|
RCL RETAIL LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 01-FEB-2019
10-JAN-2019
|
BSE VIDE ITS NOTICE DATED 16/08/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 16/08/2019
BSE VIDE ITS NOTICE DATED 09/12/2021 REVOKED THE SUSPENSION IN TRADING OF EQUITY SHARES W.E.F.17/12/2021
|
| 72 |
|
|
REAL GROWTH COMMERCIAL ENTERPRISES LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 04-NOV-2019
11-OCT-2019
|
BSE VIDE ITS NOTICE DATED 25/06/2024 REVOKED SUSPENSION IN TRADING OF EQUITY SHARES W.E.F.03/07/2024
|
| 73 |
|
|
S KUMARS.COM LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 09-OCT-2020
17-SEP-2020
|
BSE VIDE ITS NOTICE DATED 12/04/2021 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.27/04/2021
|
| 74 |
|
|
SAFAL SECURITIES LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 22-APR-2019
29-MAR-2019
|
|
| 75 |
|
|
SANG FROID LABS (INDIA) LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 02-AUG-2017
11-JUL-2017
|
|
| 76 |
|
|
SAPTAK CHEM & BUSINESS LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 13-APR-2020
19-MAR-2020
|
BSE VIDE ITS NOTICE DATED 19/10/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.03/11/2020
BSE VIDE ITS NOTICE DATED 10/10/2022 REVOKED THE SUSPENSION IN TRADING OF EQUITY SHARES W.E.F.18/10/2022
|
| 77 |
|
|
SENBO INDUSTRIES LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
LIQUIDATION PROCESS COMMENCED AND OFFICIAL LIQUIDATOR APPOINTED
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 21-OCT-2019
27-SEP-2019
|
|
| 78 |
|
|
SFL INTERNATIONAL LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 22-APR-2019
29-MAR-2019
|
|
| 79 |
|
|
SIDDHARTH EDUCATION SERVICES LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 10-JAN-2020
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 03-FEB-2020
10-JAN-2020
|
BSE VIDE ITS NOTICE DATED 10/08/2020 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.25/08/2020
|
| 80 |
|
|
SRI ARUMUGA ENTERPRISE LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 02-AUG-2016
11-JUL-2016
|
BSE VIDE ITS NOTICE DATED 30/01/2017 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 21/02/2017
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 4 of 6 |
