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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 02-DEC-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DID NOT DELIVER SHARES

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,40,391

25-JUL-2016 		 
62 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.66,852

25-JUL-2016 		 
63 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.32,584

25-JUL-2016 		 
64 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.7,580

21-JUL-2016 		 
65 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,09,477

21-JUL-2016 		 
66 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,99,065

20-JUL-2016 		 
67 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.8,37,941

19-JUL-2016 		 
68 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES  CLAIM ADMITTED
AWARD AMOUNT: RS.1,63,263

19-JUL-2016 		 
69 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.31,678

19-JUL-2016 		 
70 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.1,83,510

19-JUL-2016 		 
71 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.3,79,434

19-JUL-2016 		 
72 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.8,48,358

19-JUL-2016 		 
73 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.45,766

12-AUG-2016 		 
74 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.46,581

13-AUG-2016 		 
75 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.7,47,498

16-AUG-2016 		 
76 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.3,93,217

13-AUG-2016 		 
77 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY DIVIDEND

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED
AWARD AMOUNT: RS.8,57,908

12-AUG-2016 		 
78 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.40,261

12-AUG-2016 		 
79 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.99,000

12-AUG-2016 		 
80 
History of entity/person DREAMS BROKING PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT DELIVER SHARES  		CLAIM ADMITTED
AWARD AMOUNT: RS.28,406

12-AUG-2016 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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