| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
ANUPAM JAIN,M/S
(Authorised Person of
SHAREKHAN LTD.
, Member : BSE)
|
|
|
|
ANUPAM JAIN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
17-AUG-2023
|
|
| 62 |
|
|
ANUPAMA SHUKLA,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ANUPAMA SHUKLA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 63 |
|
|
ANURADHA GOYAL,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ANURADHA GOYAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 64 |
|
|
ARCHANA AMARWANSHI,M/S
(Authorised Person of
SHAREKHAN LTD.
, Member : BSE)
|
|
|
|
ARCHANA AMARWANSHI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-JUL-2023
|
|
| 65 |
|
|
ARCHANA CHAUHAN,M/S
(Authorised Person of
LFS BROKING PVT.LTD.
, Member : BSE)
|
|
|
|
ARCHANA CHAUHAN
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
08-AUG-2023
|
|
| 66 |
|
|
AREKAR RAVIKANT PRAKASH,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
AREKAR RAVIKANT PRAKASH
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 67 |
|
|
ARIF BAIG,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ARIF BAIG
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 68 |
|
|
ARIHANT ENTERPRISE
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 69 |
|
|
ARIHANT ENTERPRISES
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
24-DEC-2021
|
|
| 70 |
|
|
ARIN SANGHI,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
ARIN SANGHI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
23-AUG-2023
|
|
| 71 |
|
|
ARIWALA NIMESH I.,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ARIWALA NIMESH I.
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 72 |
|
|
ARTI PUROHIT,M/S
(Authorised Person of
BALANCE EQUITY BROKING (INDIA) PVT.LTD.
, Member : BSE)
|
|
|
|
ARTI PUROHIT
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
31-OCT-2023
|
|
| 73 |
|
|
ARUN ARORA,M/S
(Authorised Person of
KOTAK SECURITIES LTD.
, Member : BSE)
|
|
|
|
ARUN ARORA
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
29-OCT-2024
|
|
| 74 |
|
|
ARUN KAUSHIK,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
|
ARUN KAUSHIK
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| 75 |
|
|
ARUN KUMAR SINGH,M/S
(Authorised Person of
ANGEL ONE LTD.
, Member : BSE)
|
|
|
|
ARUN KUMAR SINGH
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
27-JUL-2024
|
|
| 76 |
|
|
ARUNA SOGANI,M/S
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ARUNA SOGANI
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 77 |
|
|
ARVIND BAID,M/S
(Authorised Person of
C.M.GOENKA STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ARVIND BAID
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
15-FEB-2022
|
|
| 78 |
|
|
ASHARAFALI MOHMEDALI SAIYED,M/S
(Authorised Person of
ARCADIA SHARE & STOCK BROKERS PVT.LTD.
, Member : BSE)
|
|
|
|
ASHARAFALI MOHMEDALI SAIYED
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
04-JUL-2021
|
|
| 79 |
|
|
ASHIMA MUNJAL,M/S
(Authorised Person of
ICICI SECURITIES LTD.
, Member : BSE)
|
|
|
|
ASHIMA MUNJAL
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
01-OCT-2024
|
|
| 80 |
|
|
ASHIS KUMAR DAS,M/S
(Authorised Person of
SUMPOORNA PORTFOLIO LTD.
, Member : BSE)
|
|
|
|
ASHIS KUMAR DAS
|
|
NO LONGER AFFILIATED AS AUTHORISED PERSON
|
CANCELLED REGISTRATION AS AUTHORISED PERSON
16-DEC-2020
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 4 of 53 |
