| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 781 |
|
KASSA FINVEST PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,66,787
08-NOV-2016
|
|
| 782 |
|
|
KASSA FINVEST PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.33,263
01-SEP-2016
|
|
| 783 |
|
|
KAYNET CAPITAL LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,22,12,603
14-AUG-2019
|
bse vide its award dated 31/10/2022 directed bse to recover cost of rs.25,000.00 from appellant imposed in terms of the minutes dated 18/08/2022. no costs
|
| 784 |
|
|
KOTAK SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,64,295
22-SEP-2009
|
|
| 785 |
|
|
KUMAR SHARE BROKERS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
|
DIRECTED TO REPLENISH / RESTORE / RETURN SHARES
CLAIM ADMITTED
AWARD AMOUNT: RS.6,83,663
14-NOV-2016
|
|
| 786 |
|
|
LATIN MANHARLAL SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,04,625
21-JAN-2010
|
|
| 787 |
|
|
LKP SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.99,344
16-JAN-2012
|
|
| 788 |
|
|
MARKET CREATORS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,53,051
12-JUL-2007
|
|
| 789 |
|
|
MARKET CREATORS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.29,439
10-JUL-2007
|
|
| 790 |
|
|
MASTER CAPITAL SERVICES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.6,45,105
27-AUG-2014
|
|
| 791 |
|
|
MEGA MILLENNIUM SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,62,000
04-MAY-2007
|
|
| 792 |
|
|
MONARCH NETWORTH CAPITAL LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.71,022
06-DEC-2012
|
|
| 793 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY SALE PROCEEDS
DID NOT PAY DIVIDEND
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,67,048
18-JAN-2016
|
BSE VIDE ITS ARBITRATION AWARD DATED 09/02/2016 PASSED THE CLAIM FOR RS.2,14,580.00, AS THERE WERE DAILY FLUCTUATIONS IN QUOTES OF SCRIPS ON THE EXCHANGE, RESULTING IN RISE AND FALL OF PRICES, HENCE ORIGINAL CLAIM OF THE APPLICANT IS BEING CONSIDERED
|
| 794 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.17,487
17-FEB-2016
|
|
| 795 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,61,866
12-JAN-2016
|
|
| 796 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
DID NOT PAY DIVIDEND
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.17,18,421
04-MAY-2016
|
|
| 797 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.45,969
15-DEC-2015
|
|
| 798 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,59,875
23-DEC-2015
|
|
| 799 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.5,69,898
06-JAN-2016
|
|
| 800 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,90,694
25-JAN-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 40 of 51 |
