| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 801 |
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,15,051
28-DEC-2015
|
|
| 802 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.5,17,041
08-DEC-2015
|
BSE VIDE ITS ARBITRATION AWARD DATED 21/12/2015 AWARDED RS.1,82,426.00 IN ADDITION TO AWARD DATED 08/12/2015 FOR RS.3,34,615.00. RESPONDENT DIRECTED TO PAY ADDITIONAL AWARD OF RS.1,82,426.00 TO APPLICANT ALONG WITH INTEREST
|
| 803 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.16,44,738
10-MAY-2016
|
|
| 804 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.44,170
11-APR-2016
|
|
| 805 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT DELIVER SHARES
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,16,845
05-APR-2016
|
|
| 806 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
DID NOT DELIVER SHARES
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.93,13,426
07-JUN-2016
|
|
| 807 |
|
|
MOONGIPA INVESTMENTS LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
DID NOT DELIVER SHARES
DID NOT PAY DIVIDEND
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,19,79,031
20-JUN-2016
|
|
| 808 |
|
|
MOTILAL OSWAL SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,218
04-FEB-2014
|
|
| 809 |
|
|
MOTILAL OSWAL SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,92,625
19-DEC-2013
|
|
| 810 |
|
|
MOTILAL OSWAL SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.10,37,834
30-MAR-2009
|
|
| 811 |
|
|
MOTILAL OSWAL SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.24,06,464
30-MAR-2009
|
|
| 812 |
|
|
MOTILAL OSWAL SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.75,000
03-JUN-2011
|
|
| 813 |
|
|
MPSE SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.5,70,789
29-SEP-2014
|
|
| 814 |
|
|
MPSE SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.6,24,463
29-SEP-2014
|
|
| 815 |
|
|
MPSE SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.5,70,789
29-SEP-2014
|
|
| 816 |
|
|
MPSE SECURITIES LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.6,24,463
29-SEP-2014
|
|
| 817 |
|
|
NIRMAL BANG SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,39,596
16-OCT-2009
|
|
| 818 |
|
|
NIRMAL BANG SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.3,652
24-JAN-2012
|
|
| 819 |
|
|
NIRMAL BANG SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.2,08,713
06-APR-2011
|
|
| 820 |
|
|
NIRMAL BANG SECURITIES PVT.LTD.
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.77,973
09-MAY-2012
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 41 of 51 |
