If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 16-JAN-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DID NOT PAY LEDGER BALANCE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
821 
History of entity/person NIRMAL BANG SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE

DID NOT REFUND DEPOSIT AMOUNT  		CLAIM ADMITTED
AWARD AMOUNT: RS.2,00,000

21-FEB-2017 		 
822 
History of entity/person NORTHEAST BROKING SERVICES LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.60,000

21-JAN-2010 		 
823 
History of entity/person NORTHEAST BROKING SERVICES LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.99,800

21-JAN-2010 		 
824 
History of entity/person NORTHEAST BROKING SERVICES LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.3,36,900

05-JAN-2010 		 
825 
History of entity/person PUG SECURITIES PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,46,623

31-MAR-2014 		 
826 
History of entity/person RAGHUNANDAN CAPITAL PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,47,542

27-APR-2018 		 
827 
History of entity/person RELIGARE SECURITIES LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.2,22,480

13-NOV-2014 		APPEAL ALLOWED AND AWARD PASSED BY SOLE ARBITRATOR ON 13/11/2014 SET ASIDED  
828 
History of entity/person RR EQUITY BROKERS PVT.LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,22,199

21-DEC-2011 		 
829 
History of entity/person SAM GLOBAL SECURITIES LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.19,406

25-OCT-2011 		 
830 
History of entity/person SANCHAY FINCOM LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.4,09,275

28-MAR-2012 		 
831 
History of entity/person SBICAP SECURITIES LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED

12-MAY-2011 		 
832 
History of entity/person SHAH INVESTOR'S HOME LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.74,55,297

11-OCT-2019 		 
833 
History of entity/person SHAREKHAN LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED

31-OCT-2007 		 
834 
History of entity/person SHAREKHAN LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED

31-OCT-2007 		 
835 
History of entity/person SHAREKHAN LTD.
  DID NOT DELIVER SHARES

DID NOT PAY LEDGER BALANCE  		CLAIM ADMITTED

09-JUL-2007 		 
836 
History of entity/person SHAREKHAN LTD.
  DID NOT PAY LEDGER BALANCE

INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  		CLAIM ADMITTED

DIRECTED TO TRANSFER SHARES

09-JUL-2007 		 
837 
History of entity/person SHAREKHAN LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED

24-FEB-2009 		 
838 
History of entity/person SHAREKHAN LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,25,51,773

31-DEC-2013 		 
839 
History of entity/person SHAREKHAN LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED
AWARD AMOUNT: RS.1,99,73,128

31-DEC-2013 		 
840 
History of entity/person SHAREKHAN LTD.
  DID NOT PAY LEDGER BALANCE  CLAIM ADMITTED

13-OCT-2010 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last
Page 42 of 51

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2026
No part of this site may be reproduced without the explicit permission of the owners.

top