| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 8721 |
|
ZYLOG SYSTEMS LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.1,08,560
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2019
|
| 8722 |
|
ZYLOG SYSTEMS LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.1,08,560
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2019
|
| 8723 |
|
ZYLOG SYSTEMS LTD.
|
|
|
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.21,240
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 8724 |
|
ZYLOG SYSTEMS LTD.
|
|
|
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2018
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 18(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2018
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2018
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 20(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.11,94,160
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 8725 |
|
ZYLOG SYSTEMS LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 30-SEPTEMBER-2018
|
IMPOSED FINE Rs.42,480
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 8726 |
|
ZYLOG SYSTEMS LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT FOR THE QUARTER ENDED 30-JUNE-2018
|
IMPOSED FINE Rs.18,880
30-JUN-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2018
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 437 of 437 |