| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1161 |
|
OCL IRON & STEEL LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 12-FEB-2021
12-JAN-2021
|
|
| 1162 |
|
|
OCL IRON & STEEL LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF AUDIT COMMITTEE AS PER REGULATION 18(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 28-DEC-2020
16-DEC-2020
|
|
| 1163 |
|
|
OCL IRON & STEEL LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-JAN-2021
16-DEC-2020
|
BSE VIDE ITS NOTICE DATED 19/07/2021 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.03/08/2021
|
| 1164 |
|
|
OCL IRON & STEEL LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.1,59,300
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 1165 |
|
|
OCL IRON & STEEL LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF AUDIT COMMITTEE AS PER REGULATION 18(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 26-FEB-2019
18-FEB-2019
|
|
| 1166 |
|
|
OCTAL CREDIT CAPITAL LTD.
|
|
|
DELAY IN SUBMISSION OF FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2021
|
IMPOSED FINE Rs.47,200
30-JUN-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2021
|
| 1167 |
|
|
OCTAVIU PLANTATIONS LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 01-DEC-2020
17-NOV-2020
|
|
| 1168 |
|
|
OCTAVIUS PLANTATIONS LTD.
|
|
|
DELAY IN SUBMISSION OF FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.76,700
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 1169 |
|
|
OCTAWARE TECHNOLOGIES LTD.
|
|
|
DELAY IN SUBMISSION OF FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.5,900
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 1170 |
|
|
OIL COUNTRY TUBULAR LTD.
|
|
|
DELAYED SUBMISSION OF RELATED PARTY TRANSACTIONS
|
IMPOSED FINE Rs.5,900
30-SEP-2025
|
|
| 1171 |
|
|
OLYMPIC OIL INDUSTRIES LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.94,400
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 1172 |
|
|
OMANSH ENTERPRISES LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 11-AUG-2023
31-JUL-2023
|
|
| 1173 |
|
|
OMEGA AG-SEEDS (PUNJAB) LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF AUDIT COMMITTEE AS PER REGULATION 18(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 26-FEB-2019
18-FEB-2019
|
|
| 1174 |
|
|
OMKAR SPECIALITY CHEMICALS LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 27-MAR-2023
14-MAR-2023
|
BSE VIDE ITS NOTICE DATED 14/03/2022 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 1175 |
|
|
OMKAR SPECIALITY CHEMICALS LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 24-APR-2023
12-APR-2023
|
BSE VIDE ITS NOTICE DATED 12/04/2023 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 1176 |
|
|
OMKAR SPECIALITY CHEMICALS LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 28-JUL-2025
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 08-AUG-2025
SECURITIES SHIFTED TO T/XT/MT/TS GROUP FROM 08-AUG-2025
28-JUL-2025
|
|
| 1177 |
|
|
OMKAR SPECIALITY CHEMICALS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 34 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 11-DEC-2023
29-NOV-2023
|
BSE VIDE ITS NOTICE DATED 29/11/2023 TRADES IN COMPANY EXECUTED IN Z CATEGORY WILL BE SETTLE ON TRADE FOR TRADE BASIS
|
| 1178 |
|
|
OMNI AX' S SOFTWARE LTD.
|
|
|
DELAY IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS ON CONSOLIDATED BASIS
|
IMPOSED FINE Rs.94,400
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 1179 |
|
|
OMNI AX' S SOFTWARE LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2022
|
IMPOSED FINE Rs.1,77,000
31-MAR-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2022
|
| 1180 |
|
|
ONE SOURCE IDEAS VENTURE LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2022
|
IMPOSED FINE Rs.1,71,100
30-JUN-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2022
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 59 of 98 |
