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Co-Sponsors

SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 29-APR-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: DID NOT PAY SALE PROCEEDS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
101 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND 
CLAIM ADMITTED
AWARD AMOUNT: RS.16,323

15-JUN-2015
 
102 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND 
CLAIM ADMITTED
AWARD AMOUNT: RS.31,604

15-JUN-2015
 
103 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND 
CLAIM ADMITTED
AWARD AMOUNT: RS.25,801

15-JUN-2015
 
104 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT DELIVER SHARES

DID NOT PAY SALE PROCEEDS

DID NOT PAY DIVIDEND 
CLAIM ADMITTED
AWARD AMOUNT: RS.17,108

15-JUN-2015
 
105 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY SALE PROCEEDS  CLAIM ADMITTED
AWARD AMOUNT: RS.93,846

30-DEC-2016
 
106 
History of entity/person UNICON SECURITIES PVT.LTD.
  DID NOT PAY SALE PROCEEDS  CLAIM ADMITTED
AWARD AMOUNT: RS.70,000

29-AUG-2016
 
107 
History of entity/person UNICON SERVICES PVT.LTD.
  DID NOT PAY SALE PROCEEDS  DIRECTED TO REPLENISH / RESTORE / RETURN SHARES

09-SEP-2014
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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