| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
DRA CONSULTANTS LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-JUN-2020
|
IMPOSED FINE Rs.7,080
30-JUN-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2020
|
| 102 |
|
|
DRONEACHARYA AERIAL INNOVATIONS LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 31-DEC-2022
|
IMPOSED FINE Rs.10,620
31-DEC-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2023
|
| 103 |
|
|
DWITIYA TRADING LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-JUN-2020
|
IMPOSED FINE Rs.11,800
30-JUN-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2020
|
| 104 |
|
|
DYNAMIC PORTFOLIO MANAGEMENT & SERVICES LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-SEP-2023
|
IMPOSED FINE Rs.2,360
30-SEP-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 105 |
|
|
EASTERN SILK INDUSTRIES LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.10,620
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 106 |
|
|
ECOBOARD INDUSTRIES LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-JUN-2025
|
IMPOSED FINE Rs.17,700
30-JUN-2025
|
|
| 107 |
|
|
ECS BIZTECH LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-SEP-2023
|
IMPOSED FINE Rs.16,520
30-SEP-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 108 |
|
|
EDYNAMICS SOLUTIONS LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-JUN-2023
|
IMPOSED FINE Rs.1,180
30-JUN-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2023
|
| 109 |
|
|
EIH ASSOCIATED HOTELS LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,180
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 110 |
|
|
E-LAND APPAREL LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-SEP-2021
|
IMPOSED FINE Rs.8,260
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2021
|
| 111 |
|
|
EMPIRE INDUSTRIES LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 31-MAR-2020
|
IMPOSED FINE Rs.5,900
31-MAR-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2020
|
| 112 |
|
|
EON ELECTRIC LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 31-DEC-2019
|
IMPOSED FINE Rs.7,080
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2020
|
| 113 |
|
|
ESS DEE ALUMINIUM LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.10,620
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 114 |
|
|
EVANS ELECTRIC LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 31-DEC-2020
|
IMPOSED FINE Rs.1,180
31-DEC-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2021
|
| 115 |
|
|
FOCUS INDUSTRIAL RESOURCES LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-JUN-2020
|
IMPOSED FINE Rs.1,180
30-JUN-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2020
|
| 116 |
|
|
FRONTIER CAPITAL LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 31-DEC-2022
|
IMPOSED FINE Rs.11,800
31-DEC-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2023
|
| 117 |
|
|
FRONTIER INFORMATICS LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.3,540
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 118 |
|
|
FUTURE MARKET NETWORKS LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-SEP-2023
|
IMPOSED FINE Rs.1,180
30-SEP-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 119 |
|
|
FUTURISTIC SOLUTIONS LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 31-MAR-2020
|
IMPOSED FINE Rs.5,900
31-MAR-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2020
|
| 120 |
|
|
G N A AXLES LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.2,360
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 26 |
