| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
ACI INFOCOM LTD.
|
|
|
DELAY IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS ON CONSOLIDATED BASIS
|
IMPOSED FINE Rs.5,900
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 102 |
|
|
ACI INFOCOM LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(2) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE Rs.11,800
30-JUN-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2024
|
| 103 |
|
|
ACKNIT INDUSTRIES LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-DEC-2023
|
IMPOSED FINE Rs.95,580
31-DEC-2023
|
|
| 104 |
|
|
ACME RESOURCES LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-JUN-2020
|
IMPOSED FINE Rs.1,180
30-JUN-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2020
|
| 105 |
|
|
ACME RESOURCES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2022
|
IMPOSED FINE Rs.5,07,400
31-MAR-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2022
|
| 106 |
|
|
ACME RESOURCES LTD.
|
|
|
DELAYED SUBMISSION OF SHAREHOLDING PATTERN FOR THE QUARTER ENDED 30-JUN-2020
|
IMPOSED FINE Rs.2,360
30-JUN-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2020
|
| 107 |
|
|
ACROW INDIA LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-DEC-2019
|
IMPOSED FINE Rs.1,08,560
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2020
|
| 108 |
|
|
ACROW INDIA LTD.
|
|
|
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.2,17,120
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 109 |
|
|
ACS TECHNOLOGIES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2025
|
IMPOSED FINE Rs.2,12,400
31-MAR-2025
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2025
|
| 110 |
|
|
ACTION FINANCIAL SERVICES (INDIA) LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.1,08,560
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 111 |
|
|
ACTION FINANCIAL SERVICES (INDIA) LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.1,08,560
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 112 |
|
|
ACTION FINANCIAL SERVICES (INDIA) LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.1,59,300
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 113 |
|
|
ADANI ENERGY SOLUTIONS LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE Rs.59,000
30-JUN-2025
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2025
|
| 114 |
|
|
ADANI ENTERPRISES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE Rs.40,120
30-SEP-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 115 |
|
|
ADANI GREEN ENERGY LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2023
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2023
|
IMPOSED FINE Rs.5,61,680
30-SEP-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 116 |
|
|
ADANI PORTS & SPECIAL ECONOMIC ZONE LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.5,31,000
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 117 |
|
|
ADANI POWER LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2024
|
IMPOSED FINE Rs.1,77,000
30-JUN-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2024
|
| 118 |
|
|
ADANI TOTAL GAS LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2024
|
IMPOSED FINE Rs.4,72,000
31-MAR-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2024
|
| 119 |
|
|
ADANI TOTAL GAS LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 30-JUN-2024
|
IMPOSED FINE Rs.94,400
30-JUN-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2024
|
| 120 |
|
|
ADARSH PLANT PROTECT LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE Rs.73,160
30-SEP-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2024
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 437 |
