| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
DEEPA SOMABHAI PATEL
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.11,55,368
05-JUL-2013
|
|
| 102 |
|
|
DEEPAK BRIJMOHAN GUGLANI
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.5,39,041
24-OCT-2008
|
|
| 103 |
|
|
DEEPAK D.RATNANI
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,86,236
29-SEP-2008
|
|
| 104 |
|
|
DEEPAK DHALL
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.22,85,267
31-AUG-2023
|
bse vide its arbitration award dated 02/04/2025 rejected the application for delay of condonation and dismissed the appeal
|
| 105 |
|
|
DEEPAK KUMAR JENA
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.80,762
04-JAN-2017
|
|
| 106 |
|
|
DEEPAK KUMAR SONI
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.6,63,420
22-MAR-2010
|
|
| 107 |
|
|
DEEPAK VASANTRAO PADMAWAR
|
|
|
DID NOT DELIVER SHARES
|
CLAIM ADMITTED
AWARD AMOUNT: RS.81,830
03-MAR-2009
|
|
| 108 |
|
|
DEEPAKKUMAR SHANKARLAL SUTARIYA
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.71,308
24-MAR-2009
|
|
| 109 |
|
|
DEEPALI BHAVEN SHAH
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.49,50,515
29-DEC-2016
|
|
| 110 |
|
|
DEEPIKA J.SHAH
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.31,81,319
26-AUG-2014
|
|
| 111 |
|
|
DEEPIKA VIJAY NIHALANI
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.8,69,234
29-SEP-2008
|
|
| 112 |
|
|
DEVANG CHHOTUBHAI DESAI
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.84,229
16-APR-2009
|
|
| 113 |
|
|
DHARMISHTABEN MANILAL PATEL
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,27,635
24-NOV-2010
|
|
| 114 |
|
|
DHAWAL SURESH PANCHAL
|
|
|
|
KALPATARU INVESTMENT
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.6,35,944
30-JAN-2015
|
ARBITRATION DEPARTMENT, BSE LTD. VIDE ITS ORDER DATED 22/07/2015 SET ASIDED RECTIFICATION AWARD DATED 17/03/2015 U/S 33 OF THE ARBITRATION & CONCILIATION ACT, 1996.AWARD DATED 30/01/2015 ALSO PARTIALLY MODIFIED TO THE EXTENT IT EXONERATES RESPONDENT NO.2 FROM THE LIABILITY OF RESPONDENT NO.1 TOWARDS THE APPELLANT HEREIN. RESPONDENT NO.2 IS MADE JOINTLY & SEVERALLY LIABLE WITH RESPONDENT NO.1 TO PAY RS.6,35,943.54 TOGETHER WITH INTEREST AT THE RATE OF 9% P.A. FROM 28/09/2011, TILL PAYMENT / OR REALIZATION TO THE APPELLANT. NO COSTS
|
| 115 |
|
|
DHEERAJ KOHLI
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.31,014
26-MAR-2009
|
|
| 116 |
|
|
DHIMANT SURESH SHAH
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.1,40,825
17-SEP-2009
|
|
| 117 |
|
|
DHIRAJ AMOLAKCHAND FIRODIYA
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.4,18,303
21-MAY-2009
|
|
| 118 |
|
|
DIGESH TIRENDRABHAI PATEL
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.99,968
20-MAY-2010
|
|
| 119 |
|
|
DILIP BHATEWARA
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.6,23,758
12-JUN-2012
|
|
| 120 |
|
|
DIPA DIMPAL SHAH
|
|
|
DID NOT PAY LEDGER BALANCE
|
CLAIM ADMITTED
AWARD AMOUNT: RS.94,161
17-JUL-2009
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 30 |
