| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
KANSAL FIBRES LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 14-FEB-2017
23-JAN-2017
|
BSE VIDE ITS NOTICE DATED 22/08/2017 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 05/09/2017
REVOCATION OF SUSPENSION IN TRADING
|
| 102 |
|
|
KARAN WOO-SIN LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
DID NOT PAY ANNUAL LISTING FEE FROM 14-DEC-2016
14-DEC-2016
|
|
| 103 |
|
|
KCCL PLASTIC LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
DID NOT PAY ANNUAL LISTING FEE FROM 14-DEC-2016
14-DEC-2016
|
|
| 104 |
|
|
KDJ HOLIDAYSCAPES & RESORTS LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 26-NOV-2018
02-NOV-2018
|
BSE VIDE ITS NOTICE DATED 04/06/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 18/06/2019
|
| 105 |
|
|
KEMROCK INDUSTRIES & EXPORTS LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 08-SEP-2016
17-AUG-2016
|
BSE VIDE ITS NOTICE DATED 06/03/2017 DIRECTED ALL THE TRADING MEMBERS THAT PURSUANT TO PROVISIONS OF SEBI CIRCULAR DATED 30/11/2015 WITH RESPECT TO SOP, AS THE TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, THE FACILITY OF TRADING IN THE SHARES OF THE COMPANY ON TRADE FOR TRADE BASIS IN Z GROUP ON THE FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.21/03/2017
|
| 106 |
|
|
KOA TOOLS INDIA LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 02-AUG-2017
11-JUL-2017
|
BSE VIDE ITS NOTICE DATED 08/02/2018 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 20/02/2018
|
| 107 |
|
|
KOFFEE BREAK PICTURES LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 25-JAN-2018
03-JAN-2018
|
BSE VIDE ITS NOTICE DATED 26/07/2018 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 07/08/2018
|
| 108 |
|
|
KOFFEE BREAK PICTURES LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 01-FEB-2018
10-JAN-2018
|
|
| 109 |
|
|
KOHINOOR TECHNO ENGINEERS LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
DID NOT PAY ANNUAL LISTING FEE FROM 14-DEC-2016
14-DEC-2016
|
|
| 110 |
|
|
KOHINOOR TECHNO ENGINEERS LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 14-FEB-2017
23-JAN-2017
|
BSE VIDE ITS NOTICE DATED 22/08/2017 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 05/09/2017
|
| 111 |
|
|
KYRA LANDSCAPES LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 28-OCT-2016
06-OCT-2016
|
|
| 112 |
|
|
KYRA LANDSCAPES LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 07-NOV-2016
14-OCT-2016
|
|
| 113 |
|
|
LAKSHMI OVERSEAS INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
LIQUIDATION PROCESS COMMENCED AND OFFICIAL LIQUIDATOR APPOINTED
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 26-NOV-2018 TILL FURTHER NOTICE
02-NOV-2018
|
BSE VIDE ITS NOTICE DATED 04/06/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 18/06/2019
BSE VIDE ITS NOTICE DATED 27/08/2021 ORDERED TO CONTINUE SUSPENSION OF THE TRADING IN SECURITIES OF COMPANY TILL FURTHER NOTICE, ORDER OF NCLT CHANDIGARH FOR COMMENCEMENT OF LIQUIDATION PROCESS AND APPOINTMENT OF LIQUIDATOR
|
| 114 |
|
|
LE WATERINA RESORTS & HOTELS LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 08-SEP-2016
17-AUG-2016
|
BSE VIDE ITS NOTICE DATED 06/03/2017 DIRECTED ALL THE TRADING MEMBERS THAT PURSUANT TO PROVISIONS OF SEBI CIRCULAR DATED 30/11/2015 WITH RESPECT TO SOP, AS THE TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, THE FACILITY OF TRADING IN THE SHARES OF THE COMPANY ON TRADE FOR TRADE BASIS IN Z GROUP ON THE FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.21/03/2017
|
| 115 |
|
|
LOK HOUSING & CONSTRUCTIONS LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 07-NOV-2016
14-OCT-2016
|
BSE VIDE ITS NOTICE DATED 10/05/2017 INFORMED ALL THE TRADING MEMBERS THAT PURSUANT TO PROVISIONS OF SEBI CIRCULAR DATED 30/11/2015 WITH RESPECT TO STANDARD OPERATING PROCEDURE (SOP), THE TIME PERIOD OF MANDATED SIX MONTHS HAS BEEN COMPLETED, THE FACILITY OF TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS IN Z GROUP ON THE FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.23/05/2017
|
| 116 |
|
|
LUMAX AUTOMOTIVE SYSTEMS LTD.
|
|
|
DID NOT ADHERE TO LISTING REGULATIONS, 2015
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 07-NOV-2016
14-OCT-2016
|
|
| 117 |
|
|
LUMAX AUTOMOTIVE SYSTEMS LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
DID NOT ADHERE TO REGULATION 55A OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 28-OCT-2016
06-OCT-2016
|
|
| 118 |
|
|
MAC CHARLES (INDIA) LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 29-DEC-2017
07-DEC-2017
|
BSE VIDE ITS NOTICE DATED 28/06/2018 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 10/07/2018
REVOCATION OF SUSPENSION IN TRADING
|
| 119 |
|
|
MAGNUM LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 31-MAY-2018
09-MAY-2018
|
BSE VIDE ITS NOTICE DATED 06/12/2018 REITERATED THAT AS PER SEBI CIRCULAR DATED 30/11/2015, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 18/12/2018
|
| 120 |
|
|
MAHALAXMI SEAMLESS LTD.
|
|
|
DID NOT ADHERE TO STANDARD OPERATING PROCEDURE
|
DID NOT PAY ANNUAL LISTING FEE FROM 14-DEC-2016
14-DEC-2016
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 14 |
