| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 101 |
|
ACI INFOCOM LTD.
|
|
|
DELAY IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS ON CONSOLIDATED BASIS
|
IMPOSED FINE Rs.5,900
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 102 |
|
|
ACI INFOCOM LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(2) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE Rs.11,800
30-JUN-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2024
|
| 103 |
|
|
ACKNIT INDUSTRIES LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-DEC-2023
|
IMPOSED FINE Rs.95,580
31-DEC-2023
|
|
| 104 |
|
|
ACME RESOURCES LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 30-JUN-2020
|
IMPOSED FINE Rs.1,180
30-JUN-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2020
|
| 105 |
|
|
ACME RESOURCES LTD.
|
|
|
DELAY IN FILING OF SECRETARIAL COMPLIANCE REPORT
DELAYED SUBMISSION OF RELATED PARTY TRANSACTIONS
DID NOT ADHERE TO REGULATION 34 OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS FOR THE QUARTER ENDED 05-DEC-2025
|
IMPOSED FINE Rs.1,61,000
05-DEC-2025
|
SAT: SAT VIDE ITS ORDER DATED 05/12/2025 PARTLY ALLOWED THE APPEAL AND SET ASIDE THE FINES LEVIED FOR VIOLATION NO.3 TO 7. NO COSTS
|
| 106 |
|
|
ACME RESOURCES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2022
|
IMPOSED FINE Rs.5,07,400
31-MAR-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2022
|
| 107 |
|
|
ACME RESOURCES LTD.
|
|
|
DELAYED SUBMISSION OF SHAREHOLDING PATTERN FOR THE QUARTER ENDED 30-JUN-2020
|
IMPOSED FINE Rs.2,360
30-JUN-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2020
|
| 108 |
|
|
ACROW INDIA LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-DEC-2019
|
IMPOSED FINE Rs.1,08,560
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2020
|
| 109 |
|
|
ACROW INDIA LTD.
|
|
|
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.2,17,120
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 110 |
|
|
ACS TECHNOLOGIES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2025
|
IMPOSED FINE Rs.2,12,400
31-MAR-2025
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2025
|
| 111 |
|
|
ACTION FINANCIAL SERVICES (INDIA) LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.1,08,560
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 112 |
|
|
ACTION FINANCIAL SERVICES (INDIA) LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.1,08,560
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 113 |
|
|
ACTION FINANCIAL SERVICES (INDIA) LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.1,59,300
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 114 |
|
|
ADANI ENERGY SOLUTIONS LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE Rs.59,000
30-JUN-2025
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2025
|
| 115 |
|
|
ADANI ENTERPRISES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1A) OF SEBI (LODR) REGULATIONS,2015
|
IMPOSED FINE Rs.40,120
30-SEP-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 116 |
|
|
ADANI GREEN ENERGY LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2023
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 19(1)/19(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2023
|
IMPOSED FINE Rs.5,61,680
30-SEP-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 117 |
|
|
ADANI PORTS & SPECIAL ECONOMIC ZONE LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.5,31,000
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 118 |
|
|
ADANI POWER LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2024
|
IMPOSED FINE Rs.1,77,000
30-JUN-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2024
|
| 119 |
|
|
ADANI TOTAL GAS LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 30-JUN-2024
|
IMPOSED FINE Rs.94,400
30-JUN-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2024
|
| 120 |
|
|
ADANI TOTAL GAS LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2024
|
IMPOSED FINE Rs.4,72,000
31-MAR-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2024
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 6 of 437 |
