| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1301 |
|
PUNJ-LLOYD LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2022
|
IMPOSED FINE Rs.1,71,100
30-JUN-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2022
|
| 1302 |
|
|
PUNJ-LLOYD LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 25-JAN-2021
12-JAN-2021
|
BSE VIDE ITS NOTICE DATED 30/08/2021 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 1303 |
|
|
PVP VENTURES LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2021
|
IMPOSED FINE Rs.1,71,100
30-JUN-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2021
|
| 1304 |
|
|
PVP VENTURES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 17 OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO REGULATION 19 OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING Rs.12,00,000
17-MAR-2021
|
SAT: SAT VIDE ITS ORDER DATED 17/03/2021 DISMISSED THE APPEAL
|
| 1305 |
|
|
PVP VENTURES LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 09-APR-2019
18-MAR-2019
|
BSE VIDE ITS NOTICE DATED 14/10/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 30/10/2019
BSE VIDE ITS NOTICE DATED 14/07/2021 REVOKED THE SUSPENSION IN TRADING OF EQUITY SHARES W.E.F. 22/07/2021
|
| 1306 |
|
|
PVP VENTURES LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 26-FEB-2019
18-FEB-2019
|
|
| 1307 |
|
|
PVV INFRA LTD.
|
|
|
DELAY IN SUBMISSION OF FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2021
|
IMPOSED FINE Rs.11,800
30-JUN-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2021
|
| 1308 |
|
|
QGO FINANCE LTD.
|
|
|
DID NOT MAKE DISCLOSURE OF RELATED PARTY TRANSACTIONS ON CONSOLIDATED BASIS
|
IMPOSED FINE Rs.2,06,500
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 1309 |
|
|
QUALITY RO INDUSTRIES LTD.
|
|
|
DELAYED SUBMISSION OF RELATED PARTY TRANSACTIONS
|
IMPOSED FINE Rs.5,900
30-SEP-2025
|
|
| 1310 |
|
|
QUANTUM BUILD-TECH LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT PAY FINE TO STOCK EXCHANGE
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 07-APR-2020
16-MAR-2020
|
|
| 1311 |
|
|
QUEST CAPITAL MARKETS LTD.
|
|
|
DELAYED SUBMISSION OF RELATED PARTY TRANSACTIONS
|
IMPOSED FINE Rs.5,900
30-SEP-2025
|
|
| 1312 |
|
|
R J BIO-TECH LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2022
|
IMPOSED FINE Rs.1,77,000
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2022
|
| 1313 |
|
|
R J BIO-TECH LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 26-JUN-2023
13-JUN-2023
|
BSE VIDE ITS NOTICE DATED 13/06/2023 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 1314 |
|
|
R SYSTEMS INTERNATIONAL LTD.
|
|
|
DELAY IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS ON CONSOLIDATED BASIS
|
IMPOSED FINE Rs.5,900
31-DEC-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2024
|
| 1315 |
|
|
R.P.P.INFRA PROJECTS LTD.
|
|
|
DELAY IN SUBMISSION OF FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2021
|
IMPOSED FINE Rs.17,700
30-JUN-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2021
|
| 1316 |
|
|
R.P.P.INFRA PROJECTS LTD.
|
|
|
DELAYED SUBMISSION OF RELATED PARTY TRANSACTIONS
|
IMPOSED FINE Rs.29,500
30-SEP-2025
|
|
| 1317 |
|
|
RADHA MADHAV CORP.LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 13-SEP-2021
30-AUG-2021
|
BSE VIDE ITS NOTICE DATED 30/08/2021 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 1318 |
|
|
RADHA MADHAV CORP.LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 28-JUN-2021
15-JUN-2021
|
BSE VIDE ITS NOTICE DATED 14/09/2021 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 1319 |
|
|
RADHA MADHAV CORP.LTD.
|
|
|
DID NOT ADHERE TO REGULATION 34 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 11-FEB-2022
31-JAN-2022
|
BSE VIDE ITS NOTICE DATED 31/01/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 1320 |
|
|
RADHA MADHAV CORP.LTD.
|
|
|
DID NOT ADHERE TO REGULATION 27(2) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 03-APR-2023
21-MAR-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 66 of 98 |
