| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1601 |
|
SPEL SEMICONDUCTOR LTD.
|
|
|
DELAY IN SUBMISSION OF FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2021
|
IMPOSED FINE Rs.47,200
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2022
|
| 1602 |
|
|
SPENTEX INDUSTRIES LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 28-DEC-2020
16-DEC-2020
|
BSE VIDE ITS NOTICE DATED 14/09/2021 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 1603 |
|
|
SPENTEX INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 34 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 11-FEB-2022
31-JAN-2022
|
BSE VIDE ITS NOTICE DATED 31/01/2022 INFORMED THAT THE SURRENDER OF MEMBERSHIP HAS BEEN APPROVED BY SEBI
|
| 1604 |
|
|
SPENTEX INDUSTRIES LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 25-JAN-2021
12-JAN-2021
|
BSE VIDE ITS NOTICE DATED 30/08/2021 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 1605 |
|
|
SPENTEX INDUSTRIES LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 08-APR-2024
26-MAR-2024
|
|
| 1606 |
|
|
SPICEJET LTD.
|
|
|
DELAYED SUBMISSION OF RELATED PARTY TRANSACTIONS
|
IMPOSED FINE Rs.5,900
30-SEP-2025
|
|
| 1607 |
|
|
SPICY ENTERTAINMENT & MEDIA LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.1,59,300
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 1608 |
|
|
SPRAYKING LTD.
|
|
|
DELAYED SUBMISSION OF RELATED PARTY TRANSACTIONS
|
IMPOSED FINE Rs.5,900
30-SEP-2025
|
|
| 1609 |
|
|
SREI INFRASTRUCTURE FINANCE LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2021
|
IMPOSED FINE Rs.1,71,100
30-SEP-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2022
|
| 1610 |
|
|
SRI KRISHNA CONSTRUCTIONS (INDIA) LTD.
|
|
|
DELAY IN SUBMISSION OF FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2021
|
IMPOSED FINE Rs.5,900
30-JUN-2021
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2021
|
| 1611 |
|
|
SRI KRISHNA CONSTRUCTIONS (INDIA) LTD.
|
|
|
DID NOT ADHERE TO REQUIREMENTS OF COMPOSITION OF BOARD AS PER REGULATION 17(1) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 26-FEB-2019
18-FEB-2019
|
|
| 1612 |
|
|
SRI KRISHNA CONSTRUCTIONS (INDIA) LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 28-DEC-2020
16-DEC-2020
|
BSE VIDE ITS NOTICE DATED 19/02/2021 MOVED OUT SCRIP OF THE COMPANY FROM Z GROUP TO T GROUP W.E.F.02/03/2021
|
| 1613 |
|
|
SRI VAJRA GRANITES LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 19-DEC-2022
17-NOV-2022
|
|
| 1614 |
|
|
SRI VAJRA GRANITES LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-MAR-2022
|
IMPOSED FINE Rs.1,77,000
31-MAR-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2022
|
| 1615 |
|
|
SRI VAJRA GRANITES LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 25-OCT-2022
12-OCT-2022
|
BSE VIDE ITS NOTICE DATED 12/10/2022 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 1616 |
|
|
SRI VAJRA GRANITES LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 26-SEP-2022
13-SEP-2022
|
|
| 1617 |
|
|
SRI VAJRA GRANITES LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 12-DEC-2022
11-NOV-2022
|
|
| 1618 |
|
|
SRS FINANCE LTD.
|
|
|
DID NOT ADHERE TO REGULATION 27(2) OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 05-APR-2019
14-MAR-2019
|
BSE VIDE ITS NOTICE DATED 07/10/2019 REITERATED THAT AS PER SEBI CIRCULAR DATED 03/05/2018, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F. 22/10/2019
|
| 1619 |
|
|
SRS FINANCE LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN VIOLATING REGULATION 31 OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 11-APR-2019
20-MAR-2019
|
|
| 1620 |
|
|
SRS LTD.
|
|
|
DID NOT ADHERE TO REGULATION 27(2) OF SEBI (LODR) REGULATIONS, 2015
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 28-MAY-2019
20-MAY-2019
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 81 of 98 |
