| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 161 |
|
ADOR WELDING LTD.
|
|
|
DELAY IN SUBMISSION OF FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.88,500
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 162 |
|
|
ADROIT INFOTECH PVT.LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2024
|
IMPOSED FINE Rs.53,100
30-SEP-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2024
|
| 163 |
|
|
ADROIT INFOTECH PVT.LTD.
|
|
|
DELAYED SUBMISSION OF FINANCIAL RESULTS FOR THE QUARTER ENDED 30-SEP-2022
|
IMPOSED FINE Rs.64,900
30-SEP-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2022
|
| 164 |
|
|
ADS DIAGNOSTIC LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 31-DEC-2018
|
IMPOSED FINE Rs.10,620
31-DEC-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MARCH-2019
|
| 165 |
|
|
ADVAIT INFRATECH LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-SEP-2023
|
IMPOSED FINE Rs.5,42,800
30-SEP-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2023
|
| 166 |
|
|
ADVAIT INFRATECH LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 30-JUNE-2023
|
IMPOSED FINE Rs.44,840
30-JUN-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2023
|
| 167 |
|
|
ADVAIT INFRATECH LTD.
|
|
|
DELAYED SUBMISSION OF STATEMENT OF INVESTOR'S COMPLAINT FOR THE QUARTER ENDED 31-MAR-2023
|
IMPOSED FINE Rs.2,360
31-MAR-2023
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2023
|
| 168 |
|
|
ADVANCE LIFESTYLES LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 30-JUN-2025
|
IMPOSED FINE Rs.71,980
30-JUN-2025
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2025
|
| 169 |
|
|
ADVANCE LIFESTYLES LTD.
|
|
|
DELAYED SUBMISSION OF FINANCIAL RESULTS FOR THE QUARTER ENDED 31-DEC-2024
|
IMPOSED FINE Rs.5,900
31-DEC-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2025
|
| 170 |
|
|
ADVANCE LIFESTYLES LTD.
|
|
|
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 18(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2024
DID NOT SUBMIT CORPORATE GOVERNANCE REPORT U/S 20(2)/20(2A) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 30-JUN-2024
|
IMPOSED FINE Rs.4,29,520
30-JUN-2024
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-SEP-2024
|
| 171 |
|
|
ADVANCE LIFESTYLES LTD.
|
|
|
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS FOR THE QUARTER ENDED 30-SEP-2018
|
IMPOSED FINE Rs.21,240
30-SEP-2018
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2018
|
| 172 |
|
|
ADVANCE METERING TECHNOLOGY LTD.
|
|
|
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 27(2) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-DEC-2020
DELAY IN SUBMISSION OF CORPORATE GOVERNANCE REPORT U/S 17(1) OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 31-DEC-2020
|
IMPOSED FINE Rs.2,36,000
31-DEC-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2021
|
| 173 |
|
|
ADVANCE METERING TECHNOLOGY LTD.
|
|
|
DELAYED SUBMISSION OF FINANCIAL RESULTS FOR THE QUARTER ENDED 31-MAR-2022
|
IMPOSED FINE Rs.59,000
31-MAR-2022
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2022
|
| 174 |
|
|
ADVANCE PETROCHEMICALS LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 30-SEP-2020
|
IMPOSED FINE Rs.43,660
30-SEP-2020
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-DEC-2020
|
| 175 |
|
|
ADVANCE PETROCHEMICALS LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-DEC-2019
|
IMPOSED FINE Rs.90,860
31-DEC-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 31-MAR-2020
|
| 176 |
|
|
ADVANCE POWERINFRA TECH LTD.
|
|
|
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.18,880
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 177 |
|
|
ADVANCE POWERINFRA TECH LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 31-MARCH-2019
|
IMPOSED FINE Rs.37,760
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 178 |
|
|
ADVANCE POWERINFRA TECH LTD.
|
|
|
DID NOT APPOINT COMPANY SECRETARY AND/OR COMPLIANCE OFFICER FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,06,200
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 179 |
|
|
ADVANCE POWERINFRA TECH LTD.
|
|
|
DID NOT APPOINT SHARE TRANSFER AGENT FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,06,200
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| 180 |
|
|
ADVANCE POWERINFRA TECH LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS FOR THE QUARTER ENDED 31-MAR-2019
|
IMPOSED FINE Rs.1,06,200
31-MAR-2019
|
NOT APPEARING IN THE LIST FOR THE QUARTER ENDED 30-JUN-2019
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 9 of 437 |
