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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 27-APR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

STOCK BROKERS: IMPOSED FINE

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person NAM SECURITIES LTD.
  DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 27-JUN-2025  IMPOSED FINE Rs.5,000

27-JUN-2025 		SAT: SAT VIDE ITS ORDER DATED 16/04/2026 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.5 THOUSAND FROM RS.1.77 LAC. AS APPELLANT HAS ALREADY DEPOSITED ENTIRE AMOUNT OF RS.1.77 LAC UNDER PROTEST HENCE DIRECTED BSE TO REMIT BACK RS.1.72 LAC TO APPELLANT WITHIN TWO WEEKS FROM DATE OF THIS ORDER. NO COSTS  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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