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SOURCE OF INFORMATION : BSE LTD. LISTS
PERIOD COVERED : 05-JUN-1995 TO 29-APR-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes

COMPANIES: INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS

S.No. ENTITY PERSON REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 
History of entity/person ADITYA BIRLA MONEY LTD.
  INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.55,500

09-MAR-2012 		 
2 
History of entity/person B.LODHA SECURITIES LTD.
  INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED

03-AUG-2017 		 
3 
History of entity/person GEOJIT BNP PARIBAS FINANCIAL SERVICES LTD.
  INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.42,178

08-SEP-2016 		BSE VIDE ITS ARBITRATION AWARD DATED 13/02/2017 CONCLUDE NOT TO INTERFERE WITH THE AWARD PASSED ON 08/09/2016. NO COSTS  
4 
History of entity/person H.K.JESANI,M/S
History of entity/person H.K.JESANI
  		INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.2,05,406

31-DEC-2013 		APPEAL WITHDRAWN AS THE CASE HAS BEEN SETTLED ON CONSENT TERMS DATED 13/03/2014. APPELLANT AGREED TO PAY RS.1.25 LACS  
5 
History of entity/person PRACHI CHIKHALE,M/S
History of entity/person CHETAN CHIKHALE
  		INDULGED IN EXECUTION OF UNAUTHORISED TRANSACTIONS  CLAIM ADMITTED
AWARD AMOUNT: RS.20,00,000

22-MAR-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.

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