| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
A & M FEBCON LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 03-JAN-2022
21-DEC-2021
|
BSE VIDE ITS NOTICE DATED 21/09/2021 DIRECTED TO SETTLE THE TRADES ON TRADE FOR TRADE BASIS
|
| 2 |
|
|
A & M FEBCON LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 18-FEB-2022
18-JAN-2022
|
BSE VIDE ITS NOTICE DATED 19/08/2022 REITERATED THAT AS PER SEBI CIRCULAR DATED 22/01/2020, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.06/09/2022
|
| 3 |
|
|
ACEWIN AGRITECK LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 23-MAY-2022
21-APR-2022
|
BSE VIDE ITS NOTICE DATED 05/12/2022 REITERATED THAT AS PER SEBI CIRCULAR DATED 22/01/2020, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS IN Z GROUP ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.13/12/2022
|
| 4 |
|
|
ACEWIN AGRITECK LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 04-APR-2022
22-MAR-2022
|
|
| 5 |
|
|
ALKA SECURITIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 22-NOV-2021
20-OCT-2021
|
BSE VIDE ITS NOTICE DATED 02/06/2022 REITERATED THAT AS PER SEBI CIRCULAR DATED 22/01/2020, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.14/06/2022
|
| 6 |
|
|
ALKA SECURITIES LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 04-OCT-2021
21-SEP-2021
|
|
| 7 |
|
|
ALPS MOTOR FINANCE LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 12-OCT-2020
29-SEP-2020
|
|
| 8 |
|
|
AMBITION MICA LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 16-FEB-2024
16-JAN-2024
|
|
| 9 |
|
|
AMBITION MICA LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 01-JAN-2024
19-DEC-2023
|
|
| 10 |
|
|
AMIT INTERNATIONAL LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 04-JUL-2022
21-JUN-2022
|
|
| 11 |
|
|
AMIT INTERNATIONAL LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 08-APR-2024
26-MAR-2024
|
|
| 12 |
|
|
ANERI FINCAP LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 27-MAY-2024
25-APR-2024
|
BSE VIDE ITS NOTICE DATED 29/11/2024 REITERATED THAT AS PER SEBI CIRCULAR DATED 11/07/2023, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS IN Z GROUP ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.17/12/2024
|
| 13 |
|
|
ANERI FINCAP LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 08-APR-2024
26-MAR-2024
|
|
| 14 |
|
|
ANKIT METAL & POWER LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 03-JAN-2025
23-DEC-2024
|
|
| 15 |
|
|
ANKUSH FINSTOCK LTD.
|
|
|
DID NOT PAY FINE TO STOCK EXCHANGE
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 22-APR-2019
29-MAR-2019
|
|
| 16 |
|
|
ARDI INVESTMENT & TRADING LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 04-OCT-2021
21-SEP-2021
|
|
| 17 |
|
|
ARDI INVESTMENT & TRADING LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 22-NOV-2021
20-OCT-2021
|
BSE VIDE ITS NOTICE DATED 02/06/2022 REITERATED THAT AS PER SEBI CIRCULAR DATED 22/01/2020, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.14/06/2022
|
| 18 |
|
|
ARIHANT INSTITUTE LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 24-MAY-2021
22-APR-2021
|
BSE VIDE ITS NOTICE DATED 29/11/2021 REITERATED THAT AS PER SEBI CIRCULAR DATED 22/01/2020, THE TIME PERIOD OF THE MANDATED SIX MONTHS HAS BEEN COMPLETED, THE TRADING IN THE SHARES OF THE NON-COMPLIANT COMPANIES ON TRADE FOR TRADE BASIS (Z GROUP) ON FIRST TRADING DAY OF EVERY WEEK WILL BE DISCONTINUED W.E.F.14/12/2021
|
| 19 |
|
|
ARIHANT INSTITUTE LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
SECURITIES SHIFTED TO Z/ZP/ZY GROUP FROM 05-APR-2021
23-MAR-2021
|
|
| 20 |
|
|
AROMA ENTERPRISES (INDIA) LTD.
|
|
|
DID NOT ADHERE TO REGULATION 76 OF SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 2018
|
PROHIBITED AND/OR SUSPENDED FOR TRADING FROM 16-AUG-2024
16-JUL-2024
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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