| S.No. |
ENTITY |
PERSON |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 1 |
|
ADVANCE LIFESTYLES LTD.
|
|
|
DID NOT ADHERE TO VARIOUS PROVISIONS OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY Rs.20,40,000
24-DEC-2019
|
SAT: SAT VIDE ITS ORDER DATED 24/12/2019 CONDONED THE DELAY IN FILING OF APPEAL.APPEAL DISMISSED
|
| 2 |
|
|
APOLLO INGREDIENTS LTD.
|
|
|
DID NOT SUBMIT SHAREHOLDING PATTERN UNDER PROVISIONS OF CLAUSE 35 FOR THE QUARTER ENDED 26-FEBRUARY-2026
|
IMPOSED PENALTY Rs.2,06,000
26-FEB-2026
|
SAT: SAT VIDE ITS ORDER DATED 26/02/2026 CONDONED THE DELAY OF 69 DAYS IN FILING OF APPEAL. GRANTED RESPONDENT SIX WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER. FURTHER DIRECTED THAT SUBJECT TO DEPOSIT OF RS.2.06 LAC DEMAT ACCOUNT OF PROMOTERS OF APPELLANT COMPANY TO BE DEFREEZED FORTHWITH
|
| 3 |
|
|
DEEPAK FERTILISERS & PETROCHEMICALS CORP.LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 28-SEP-2021
|
IMPOSED PENALTY Rs.12,23,719
28-SEP-2021
|
SAT: SAT VIDE ITS ORDER DATED 28/09/2021 CONDONED THE DELAY OF 620 DAYS IN FILING OF APPEAL. SAT ASIDE ORDER DATED 01/08/2018 AND DIRECTED SEBI TO PASS A FRESH ORDER IN ACCORDANCE WITH LAW.NO COSTS
|
| 4 |
|
|
DHANLAXMI COTEX LTD.
|
|
|
DID NOT ADHERE TO REGULATIONS, 17(1), 18(1), 19(1), 19(2), 20(2) AND 21(2) OF SEBI (LORDR) REGULATIONS, 2015
|
IMPOSED PENALTY Rs.3,65,800
18-OCT-2024
|
SAT: SAT VIDE ITS ORDER DATED 18/10/2024 DISMISSED THE APPEAL FOR CONDONATION OF DELAY. NO COSTS
|
| 5 |
|
|
HITTCO TOOLS LTD.
|
|
|
DELAY IN FILING OF FLOW STATEMENT IN PDF FORMAT VIOLATING REGULATION 33(3)(G) OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY Rs.25,000
01-AUG-2025
|
SAT: SAT VIDE ITS ORDER DATED 01/08/2025 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.25,000.00 FROM RS.1,05,000.00
|
| 6 |
|
|
INDIA STEEL WORKS LTD.
|
|
|
DID NOT ADHERE TO VARIOUS PROVISIONS OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY
FREEZED OF DEMAT ACCOUNT
03-JAN-2019
|
SAT: SAT VIDE ITS ORDER DATED 03/01/2020 CONDONED THE DELAY IN FILING OF APPEAL AND
ALLOWED MISC.APPLICATION. DIRECTED BSE TO DECIDE THE APPLICATION FOR WAIVER OF THE PENALTY EXPEDITIOUSLY
|
| 7 |
|
|
TRIMURTHI LTD.
|
|
|
DID NOT SUBMIT FINANCIAL RESULTS VIOLATING REGULATION 33 OF SEBI (LODR) REGULATIONS,2015 FOR THE QUARTER ENDED 06-MAY-2024
|
IMPOSED PENALTY Rs.17,93,600
06-MAY-2024
|
SAT: SAT VIDE ITS ORDER DATED 06/01/2026 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 06/05/2024. AMOUNT ALREADY PAID BY APPELLANT TO BE REFUNDED WITHIN FOUR WEEKS FROM DATE OF THIS ORDER. NO COSTS
|
| 8 |
|
|
UNITED DRILLING TOOLS LTD.
|
|
|
VIOLATED REGULATION 33 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY Rs.4,34,000
08-AUG-2019
|
SAT: SAT VIDE ITS ORDER DATED 08/08/2019 CONDONED THE DELAY AND DISPOSED OFF THE APPEAL WITH DIRECTION TO APPELLANT TO DEPOSIT BALANCE RS.4,34,000 WITHIN TWO MONTHS FROM DATE OF THIS ORDER
|
| 9 |
|
|
VENTURA SECURITIES LTD.
|
|
|
NOT AVAILABLE
|
IMPOSED PENALTY Rs.16,57,500
25-OCT-2024
|
SAT: SAT VIDE ITS ORDER DATED 25/10/2024 DISPOSED OF THE APPEAL WITHOUT EXPRESSING ANY OPINION ON MERITS. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 30/01/2026 ALLOWED RESPONDENT SIX WEEKS TO FILE REPLY AND REJOINDER, IF ANY, BE FILED WITHIN THREE WEEKS THEREAFTER. STAYED RECOVERY SUBJECT TO DEPOSIT OF 50% PENALTY AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
