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Regulatory Actions Covered By This Website

REGULATORY ACTIONS IN CHRONOLOGICAL ORDER

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

ENTITY

S.
No.		 DATE OF ORDER ENTITY PERSON COMPETENT AUTHORITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
1 06-SEP-2013
History of entity/person MEENAKSHI BROKING SERVICES PVT.LTD.   
History of entity/person MEENAKSHI GUPTA

History of entity/person ANANT GUPTA
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
2 06-SEP-2013
History of entity/person NAKODA SHARES & STOCKS LTD.   
History of entity/person PREMRAJ BHANDARI

History of entity/person RAVINDRA MEHTA
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
3 06-SEP-2013
History of entity/person S.MASHRUWALA & CO.   
History of entity/person SUREKHA V.MASHRUWALA
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
4 06-SEP-2013
History of entity/person SKR SECURITIES   
History of entity/person SOVAN KUMAR ROY
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

06-SEP-2013 		 
5 25-MAY-2013
History of entity/person BALLABH DAS CHANDAK,M/S   
History of entity/person BALLABH DAS CHANDAK
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
6 25-MAY-2013
History of entity/person BARKHA INVESTMENT   
History of entity/person NIRAJ CHANDHARIYAVI
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
7 25-MAY-2013
History of entity/person BKG STOCK & SHARE BROKING SERVICES PVT.LTD.   
History of entity/person MRINAL KANTI SAHAH

History of entity/person GOPAL GHOSH
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
8 25-MAY-2013
History of entity/person DIVYAM SHARES   
History of entity/person RAJENDRA NATHA GUPTA

History of entity/person GOPAL GHOSH
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
9 25-MAY-2013
History of entity/person MEGA MILLENNIUM INVESTMENT PVT.LTD.   
History of entity/person PRADIPTA PRANAB CHATTERJEE

History of entity/person SWAMINATHAN MAHALINGAM
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
10 25-MAY-2013
History of entity/person NETWORK STOCKVEST PVT.LTD.   
History of entity/person ARTI GUPTA

History of entity/person SALESH GUPTA
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
11 25-MAY-2013
History of entity/person ORCHID STOCKS & SECURITIES   
History of entity/person SANJAY AGARWAL
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
12 25-MAY-2013
History of entity/person SANMATI SECURITIES   
History of entity/person MANOJ KUMAR GANGWAL
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
13 25-MAY-2013
History of entity/person SHREE SHYAM STOCK BROKING PVT.LTD.   
History of entity/person JYOTI KEJRIWAL

History of entity/person TIKAM CHAND CHANGOLWALA
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
14 25-MAY-2013
History of entity/person SHREERAM SECURITIES   
History of entity/person SANGEETA THARD
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
15 25-MAY-2013
History of entity/person SUNIDHI TRADERS   
History of entity/person JYOTHI P.MEGHJI
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
16 25-MAY-2013
History of entity/person SURESH KUMAR SARAF,M/S   
History of entity/person SURESH KUMAR SARAF
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
17 25-MAY-2013
History of entity/person TIDA GELA SECURITIES   
History of entity/person JUHEE BAJAJ
  		ISE  FAILED TO MAINTAIN THE REQUIRED BASE MINIMUM CAPITAL (BMC) WITH THE EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
18 25-MAY-2013
History of entity/person UTKRISTH SHARE & STOCK BROKERS LTD.   
History of entity/person RITESH RAMKRIPAL TULSYAN

History of entity/person RAM KRIPAL TULSYAN
  		ISE  DID NOT PAY PENALTY  DECLARED DEFAULTER BY STOCK EXCHANGE

25-MAY-2013 		 
19 08-DEC-2009
History of entity/person AASTHA CONSULTANTS   
History of entity/person PRAKASH KUMAR BACHAWAT
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
20 08-DEC-2009
History of entity/person ANIL KUMAR GOEL   
History of entity/person ANIL KUMAR GOEL
  		ISE  DID NOT PAY ANNUAL SUBSCRIPTION CHARGES TO STOCK EXCHANGE  DECLARED DEFAULTER BY STOCK EXCHANGE

08-DEC-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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